Rule(s):	Item 4(d)
Staff:	Michael Verne
Response / Comments:	07/19/2011 - Correct
	Original Image File

From:        (Redacted)
Sent:         Tuesday, July 19, 2011 11:22 PM
To:             Verne, B. Michael
Cc:            Walsh, Kathryn
Subject:   RE: New Item 4(d) scope

Mike: does the same definition of 'directors or officers' apply to 4(d) -i.e., any person (1) serving in a position designated by the bylaws or articles of incorporation; or (2) appointed by the board of directors (or similar body in the case of an unincorporated entity)? Many thanks (redacted)