COMMENTS OF RAM AVRAHAMI CONCERNING CONSUMER ON-LINE PRIVACY-P954807

 

Ram Avrahami
1001 N. Randolph St #110
Arlington, VA 22201
Tel: (703) 908-9125
Fax (703) 908-0186
avrahami@ragis.com

15 April 1997

Secretary
Federal trade Commission, Room H-159
Sixth Street and Pennsylvania Ave., N.W.
Washington, D.C. 20580

Attached please find comments for the Data Base Study (P974806) and the Consumer Privacy 1997 Workshop (session two only), as well as attachments 1-11 And a diskette carrying most file in a Word 7.0 for Windows format.

I would like to state the following parties as sharing similar interests to mine, although not necessarily having the same position and none actively supports the property and economic issues as I do. Some of the parties mentioned below may have not submitted comments to participate in the workshop:

EPIC - a leading privacy group in the electronic frontier.
Beth Givens/Privacy Clearing House - Excellent information resource for consumer privacy.

Private Citizen Inc. - a company that helps people fight junk mail and junk calls.
Junkbusters Inc. - a company that attempts
Russ Smith - an energetic fighter against telemarketing and recently junk email.

JoAnna L. Brunk - a strong participant in the FTC online privacy discussion group. She has a good web site that details databases with personal information.
Kent Pitman - A strong and thoughtful participant in the FTC online privacy discussion group.
Bernard S. Greenberg - A strong and thoughtful participant in the FTC online privacy discussion group.

I am looking forward to be invited to participate in the FTC workshop and be able to contribute there for the important subject of privacy.

Sincerely,

Ram Avrahami

Ram Avrahami

Consumer Privacy 1997 - Request to Participate, P954807

Ram Avrahami - 4/15197

In addition to everything that was discussed about the market in personal information (see below a portion of my request letter to the first session, covering those issues), the Internet environment provides a much stronger argument against practices that are not as troubling in the physical world. Specifically, the practice of email solicitation is becoming a major problem and annoyance to consumers. The ability of any individual to take the time of millions of others without accountability is scary. The Internet forces us to look at the exact costs and incentives of each party, and the rough opt-out methodology just does not work in that environment. This is another reminder to the fact that the market of personal information is structurally flawed.

In this environment, I have an unparalleled experience, trying to provide a service that is good to consumers and good to marketers. Together with Private Citizen, Inc., who does similar actions in the mail and telephone world, we started registering email addresses of people who do not want to receive any email solicitations. This is simply an opt out system.

Our registered members forward us email solicitations that they receive. An analysis on a sample of those messages is attached<8>. Using these solicitations, we have approached hundreds of mailers and offered them that we will remove from their lists the names of people who explicitly stated that they do not want to receive solicitations. This service is offered for free.

Some mailers agreed to the service (and later stated that indeed they received less flames and less returned messages). Some said that they are not interested, because they believe in the first amendment or otherwise. The majority preferred not to answer at all.

While we do believe that there is a possibility to improve the service and the response rate, it is clear that as long as email solicitations are legal there will be people who will use them regardless of industry guidelines or consumer desires. It is also certain that for most companies now utilizing email marketing, consumer desires play second fiddle, if at all, to their own commercial needs.

I would like to participate in this session, to be able to share my experience on line, as well as show the similar arguments that can be drawn between the first and second sessions.

I have been actively participating in this hot debate about the use and abuse of personal information for almost two years. This involvement started as I was trying, as a consumer, to prevent the unauthorized use of my personal information. My position has been and still is that personal information has value, that it can be and is considered as property, and that that property should be owned by consumers as the best and only logical, ethical, market efficient and legal way to use that information. I have been presenting this position in numerous forums, including all major TV stations, NPR, many radio talk shows, George Washington University and recently in the conference for Computers, Freedom and Privacy in San Francisco.

My hands-on experience could also serve the panel. My attempt to prevent the abuse of my name by legal means taught me privacy law and the ability of consumers to use the judicial system in protecting their privacy I have been participating in the FTC online privacy discussion group from its beginning and can share much of the interesting and enlightening conversations that have taken place there. I have been conducting an online survey and petition on the issue of personal information for months now. The input from thousands of consumers provides a detailed description of what consumers really want. I have also been communicating with legislators from both federal and state levels on this issue. Finally, I have been actively involved this year in helping consumers protect themselves from unsolicited commercial email by asking mailers to remove names of unwilling recipients from their lists. This service is planned also to be expanded to remove their names from online databases. The interaction with both sides, who so far see my service positively, gave me much insight in the motives and incentives of the different parties online.

I have an undergraduate degree in computers and a graduate degree in business and years of experience in both. I understand the different sides of the issue as well as the ability and inability of technology to provide market answers. I would like to participate in the first sessions of the workshop, focusing on the Email solicitations and also on the general flaws in the personal information market.

I would be honored to be invited to participate in the FTC workshop in this session.

Sincerely,

Ram Avrahami
Ram Avrahami

COPY OF PORTION OF THE REQUEST LETTER TO SESSION ONE:

In a market where the term self regulation is so often raised, there is surprisingly little discussion on the economic incentives that will let the market work well. This is a subject that I have researched and even wrote an analysis document about <1>.

The critical issue to understand is that personal information can and is treated like a product in a market It has value, it is created (collected), sold and bought, and then used. In order for the personal information market to work well, the economic incentives of the market players need to be aligned with the best use of the information for companies and for consumers.

The fundamental problem in the personal information market, according to Prof. Gandy of the Annenberg School of Communication of the University of Pennsylvania is that "To date, the market for personal information is primarily between organizations. Individuals who are the subjects of the data which are captured, stored, enhanced and distributed electronically, remain outside the marketplace" <2>. This is a big market. USA Today has written that the market for personal information is valued at $3 Billion<3>.

Clearly, such a big market can not work well if a critical element of which is ignored. The problem is multiplied when the databases where the information is stored contains highly sensitive data which can cause individuals great harm. But even smaller harm to each individual can be accumulated to great harm to society over all. Today, we ignore those small harms, because corporations value this harm differently than individuals.

Self regulation (which is a misnomer) does not work either, because market incentives ($3B) are stronger than words and because the industry can not legally regulate itself or enforce its guidelines on every company (because of anti-trust law).

Thus, the current method of ignoring the incentives of the most important players in the market -- the consumers whose information is the product -- and not providing enforceable cause of action for them causes us to put patches on the market every time the harm increases enough to be noticeable.

This fire fighting ordeal will continue until consumers will finally be allowed to participate in the market as real critical players (via an opt-in) system, rather than be dismissed and only allowed to have minor input, which may or may not be acted upon and with no enforceability (via the current opt-out system). In fact, in a recent Harvard Business Review article <4>, the authors a Harvard Professor and a McKinsey principle - claim that consumers now realize that they have been cheated to give their personal information and not get enough value in return, and that they will demand to take control.

The easiest and most painless way to do so is to require an opt-in system, as the USA Today editorial mentioned above preaches for. I have claimed to the same thing in the past two years, stating that current law already recognizes that only individuals have commercial rights to their name (thus their identifying information).<5>

This opt-in system can work well with look-up databases. Using the hosting of the FTC online discussion group, privacy have conducted a dialog with private investigators and came up with a structure in which investigators can still get the benefit of the database, while they and the database operators also retain accountability towards consumers in case of misuse of information.<6>

The Internet offers an economic way to create an opt-in system because of its low cost structure. The Internet also provides a way for increasing the harm to individuals many fold by propagating their information cheaply to all those who can harm them. The FTC must be careful not to let the harm, which may be irreparable, occur before the inevitable opt-in system takes its place.

Consumer Privacy 1997 - Comment P954807

2.4 What surveys, other research, or quantitative or empirical data exist about consumers' perceptions, knowledge and expectations regarding (1) whether their personal information is being or should be collected by Web site operators and the extent of such collection (2) the benefits and risks associated with the collection and subsequent use of this information; (3) appropriate uses of such information and (4) whether certain categories of information should never be collected or disclosed to others?

An online poll <9> found the following attitude of consumers regarding the collection of their personal information:

  • What right have companies to conduct, on their web site, uninformed tracking on visitors?

None. 30.6%
Only for statistical purposes (use only aggregate results)47.5%
Can use for marketing purposes, but without cross-referencing with other data (data that was received not from their web site). 5.3%
Can cross-reference, but not pass information externally. 6.0%
They can do whatever they please on their own site. 8.0% N/A 2.7%

  • Should companies be allowed to collect customized information on individuals based on their (passive) membership in a public discussion group?

Yes 5.3%
No 92.4%
N/A 2.3%

  • Should companies be allowed to collect customized information on individuals based on their (active) posting in a public discussion group?

Yes 12.4%
No 84.7%
N/A 2.7%

2.13 What privacy concerns, if any, are not adequately addressed by existing guidelines?

Industry guidelines are not effective. Unrespectable companies do not use them and respectable companies use opt-in mechanisms. The guidelines leave the decision in the hands of companies, so this situation is not likely to change. In the meanwhile, consumer information is spreading without control.

Unsolicited Commercial E-Mail

2.16 How widespread is the practice of sending unsolicited commercial e-mail? Are privacy or other consumer interests implicated by this practice? What are the sources of e-mail addresses used for this purpose?

Commercial email is quite widespread and is growing fast. While a year ago only a few received such messages, today only few have not. AOL members, in particular, are bombarded. I have dormant AOL accounts that I never use, but they still receive junk email. The subjects of the solicitations too are diversifying and becoming more main stream. While the first solicitations were only get rich quick schemes, (and they are still the largest category of the offerings), there are many more of real products, from cold capsules to magazines.

The privacy concerns relate to the way marketers receive the email address to send the messages to, and if any other information about consumers was used to reach some sort of targeting in the mailing. In that sense, the more targeted the mailing, the greater the privacy concern is.

Addresses are often collected from the Internet. Traditionally this has been through public news groups. Newer methods are the collection from directories (like AOL member directory), from mailing lists (which are not posted, but the extractor subscribes to the list and receives all the messages too), or from web pages. Another source of email addresses is ISP's selling their customer lists. This is more common when the lists are provided to an online directory.

2.17 What are the risks and benefits, to both consumers and commercial entities, of unsolicited commercial e-mail? What are consumers' perceptions, knowledge, and expectations regarding the risks and benefits of unsolicited commercial e-mail?

For commercial entities the benefits are obvious. They can reach a large market with almost zero cost. While access through traditional channels costs a few pennies per impression or more, Internet marketing can reach cost of merely $0.0001 or less per impression (less than $100 per a million recipients).<10> This is significant cost reduction and is especially attractive to small and home businesses, who do not have the money to approach a larger market otherwise. Unfortunately, those smaller firms also are not so afraid to annoy the large market, because their costs will be covered by the few who would want their service.

For consumers attitude -- best is to let them speak for themselves. Attached <11> is a list of comments by consumers about junk email. These comments were submitted as free text comments while signing an on-line petition to privacy Congress.

2.18 What costs does unsolicited commercial e-mail impose on consumers or others? Are there available means of avoiding or limiting such costs? If so, what are they?

The biggest cost often neglected, is consumer time. Sure, it is possible to delete a message quickly, but it does take a few seconds and those seconds add up to a heavy burden if unaccounted. The amazing ability of the Internet to send information with little or almost no cost creates a tool in which each person can broadcast his or her own message to everybody else without any cost This means that any person on the Internet can grab attention from literally millions of other Internet users without any accountability and compensation for their time.

Let's look at a numerical example:

Assuming it takes the average recipient about 5 seconds to read an incoming message, understand that it is a solicitation and delete it. (this is a conservative estimate). Lets assume also that the average recipient earns $10/hour (again, conservatively compared to the demographics of the Internet community).

Therefore, a mailer that sends out 1 million messages will take 5 million seconds from their time or about 1,400 hours of their time, that can be valued at $14,000.

This is a real, even if unaccounted, cost to society. But if the person is on a pay-by-time service, as AOL and many other services use, then a connection charge of $3/hour (on average) can be added to the cost. This adds $4,200 to the cost of the recipients, and these are real dollars that consumers pay rather than the opportunity cost of their time.

Costs for internet service providers and the network are also real, and are likely to be provided by those parties.

While consumers can receive an internet account with unlimited connection time (theoretically eliminating the $3/hour charge), it is important to understand that the pricing of the service does not change the economics. If everybody used unlimited access accounts and ISP would see that the average traffic increases because of the many solicitation, they would increase the price for the connection to everyone, thus still passing the cost to the consumer. As long as we attempt to build an economically viable system, the use of flat pricing can mask the real costs but not eliminate them. Thus, the $3/hour and not flat pricing is the best estimate for the consumer cost from receiving the solicitations.

Of course, the cost of time for consumers, which is even higher, is not affected by connection pricing either and can only be reduced if consumers do not receive the solicitations in the first place.

2.20 How many commercial entities have implemented the Principles for Unsolicited Marketing E-mail presented at the June 1996 Workshop by the Direct Marketing Association and the Interactive Services Association?

An analysis performed on email solicitations in 3-4/97 <8 > reveals that at least 70% of mailers do not bother to send any remove instructions. 50% say nothing, while about 20% state that this is a one time mailing, and thus requires no remove procedure. Most of those "one timers" are likely to send another "one timer" later., and even those who provide remove language do not necessarily execute it (as many consumers complained to us).

There is also not much care about the contact information for the mailer. Over 30% use email addresses that on the face of which look forged. A significant, yet unmeasured portion of the addresses who look real is also likely to be inaccessible.

Spam Analysis

Study of 331 spam messages received 3-4/97 from dozens of consumers from all over the Internet.

Categories of Solicitations.
(the subject of what the solicitation tries to sell)

MLM / Make Money Fast 93 28.10%
Work from home 10 3.02%
investing 4 1.21%
Bulk mail 30 9.06%
Internet Services 42 12.69%
Computers 4 1.21%
Ad collection 26 7.85%
Sex 26 7.85%
Health 22 6.65%
Financial Services 11 3.32%
Long Distance 11 3.32%
Hobby / Travel 2 0.90%
Political / Religious 10 3.02%
Other 39 11.48%
TOTAL 331

Removal Options:
(this sections measures whether the message has any notification and instructions for the recipient how not to receive similar message again. The figures are based on what the message states, not whether that option is true or working)

None 175 52.87%
Remove option (stated) 94 28.40%
One time message (stated) 62 18.73%
TOTAL 331

Forged Address:
(this section measures whether the From field of the header is or looks like a forged one. It is assumed that a portion of the headers that look genuine are also faked)

Apparently forged 104 31.42%
Looks valid 231 69.98%
TOTAL 331


Public Opinion Poll
on the
Use of Personal Information

Poll Results - February 1997

http://WWW.ragis.com/poll.html


Ownership of Personal Information

1. What state are you from? (May also be a foreign country)

US entries constituted 96% of responses, led by CA (13%), TX(6%), VA(6%), FL(5%), MI(5%.), NY(5%), OH(5%), IL(4%), PA(4%), WA(4%), etc.

2. Do you believe that your personal information is your property and not anyone else's?

Yes 96.3%
No 3.7%
N/A 0.0%

Direct Marketing, Past and Future

5. What is your general opinion about UNSOLICITED direct marketing (solicitations from companies you don't have regular business with)?

Thank you, but I can live without it. 83.4%
I would like to cut some nuisance, but appreciate some offers. 12.3%
The current situation it just fine. 2.0%
I really like the concept and would like to expand it. 1.0%
N/A 1.3%

6. For each marketing channel of mail/telephone/e-mail, do you feel that the number of unsolicited commercial offerings that you receive is too much, about right or too little?

too much --about right-- too little --N/A
mail: 83.4% --13.3% --1.70--1.7%
phone: 90.4% --7.3%-- 0.7% --1.7%
e-mail: 73.1% --19.6%-- 0.7% --6.6%

7. For each non-commercial purpose, do you feel that the number of solicitations that you get is too much, about right or too little?

too much --about right --too little-- N/A political: 59.5% --35.5% --3.7% --1.3% other non-profit: 63.1%--33.2% --2.3% 1.3%

8. The various Preference Services, offered by the direct marketing industry, advise companies not to send solicitations to people who subscribe to them. For each of these services, are you aware of its existence, or even subscribe to it?

unaware --aware-- subscribe to --N/A

MPS (Mail Pref. Service): 70.4% --20.3% --7.3% --2.0%
TPS (Telephone Pref. Service): 76.4%-- 17.6% --5.0% --1.00%
EPS (E-mail Pref. Service): 85.7% --11.0% --1.7% --1.7%

9. Do you believe these Preference Services are effective?

Yes 14.0%
No 46.2%
N/A 39.9%

10. Do you believe these Preference Services should be expanded, to allow you to select specific categories of products and services to receive solicitations, while blocking the rest?

Yes 76.1%
No 10.6%
N/A 13.3%


Personal Information on the Internet

11. What right have companies to conduct, on their web site, uninformed tracking on visitors?

None 30.6%
Only for statistical purposes (use only aggregate results). 47.5%
Can use for marketing purposes, but without cross-referencing with other data (data that was received not from their web site). 5.3%
Can cross-reference, but not pass information externally. 6.0%
They can do whatever they please on their own site. 8.0%
N/A 2.7%

12. Should companies be allowed to collect customized information on individuals based on their (passive) membership in a public discussion group?

Yes 5.3%
No 92.4%
N/A 2.3%

13. Should companies be allowed to collect customized information on individuals based on their (active) posting in a public discussion group?

Yes 12.4%
No 94.7%
N/A 2.7%


Kbrousseau@aol.com, 10:34 AM 4/14/97 , Fwd: 1 Million E-mail Addresse

From: Kbrousseau@aol.com
Date: Mon, 14 Apr 1997 10:34:39 -0400 (EDT)
To: alert@ibcweb.com
Subject: Fwd: 1 Million E-mail Addresses for only $24.95

Spam
---------------------
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Reply-to: adnet@onemils.com
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----------------------- Headers -------------------------------->

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