| The following
Federal Trade Commission Rules of Practice were amended
on September 26, 1996. 61 Federal Register
50430-31, 50640-51 (1996). This version of the amended
rules was prepared by the agency's Office of General
Counsel. Please note that this version is being provided
for your convenience and that it does not constitute the
official text of the agency's rules. §3.22 Motions.
- (a) Presentation and
disposition. During the time a proceeding is
before an Administrative Law Judge, all motions
therein, except those filed under § 3.26, § 3.42(g), or
§
4.17, shall be
addressed to and ruled upon, if within his or her
authority, by the Administrative Law Judge. The
Administrative Law Judge shall certify to the
Commission any motion upon which he or she has no
authority to rule, accompanied by any
recommendation that he or she may deem
appropriate. Such recommendation may contain a
proposed disposition of the motion or other
relevant comments. The Commission may order the
ALJ to submit a recommendation or an
amplification thereof. Rulings or recommendations
containing information granted in camera status
pursuant to § 3.45 shall
be filed in accordance with § 3.45(f). All written motions shall be filed
with the Secretary of the Commission, and all
motions addressed to the Commission shall be in
writing. The moving party shall also provide a
copy of its motion to the Administrative Law
Judge at the time the motion is filed with the
Secretary.
-
- (b) Content. All written
motions shall state the particular order, ruling,
or action desired and the grounds therefor. If a
party includes in a motion information that has
been granted in camera status pursuant to §3.45(b), the party shall file two versions
of the motion in accordance with the procedures
set forth in §3.45(e). The
time period specified by §3.22(c) within which
an opposing party may file an answer will begin
to run upon service on that opposing party of the
in camera version of a motion.
-
- (c) Answers. Within ten
(10) days after service of any written motion, or
within such longer or shorter time as may be
designated by the Administrative Law Judge or the
Commission, the opposing party shall answer or
shall be deemed to have consented to the granting
of the relief asked for in the motion. If an
opposing party includes in an answer information
that has been granted in camera status pursuant
to §3.45(b), the opposing party shall file two
versions of the answer in accordance with the
procedures set forth in §3.45(e). The moving party shall have no right
to reply, except as permitted by the
Administrative Law Judge or the Commission.
-
- (d) Motions for extensions.
The Administrative Law Judge or the Commission
may waive the requirements of this section as to
motions for extensions of time; however, the
Administrative Law Judge shall have no authority
to rule on ex parte motions for extensions of
time.
-
- (e) Rulings on motions for
dismissal. When a motion to dismiss a
complaint or for other relief is granted with the
result that the proceeding before the
Administrative Law Judge is terminated, the
Administrative Law Judge shall file an initial
decision in accordance with the provisions of §3.51. If such a motion is granted as to all
charges of the complaint in regard to some, but
not all, of the respondents, or is granted as to
any part of the charges in regard to any or all
of the respondents, the Administrative Law Judge
shall enter his ruling on the record, in
accordance with the procedures set forth in
paragraph (a) of this section, and take it into
account in his initial decision. When a motion to
dismiss is made at the close of the evidence
offered in support of the complaint based upon an
alleged failure to establish a prima facie case,
the Administrative Law Judge may defer ruling
thereon until immediately after all evidence has
been received and the hearing record is closed.
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- (f) Statement. Each motion to
quash filed pursuant to § 3.34(c), each motion to compel or determine
sufficiency pursuant to § 3.38(a), each motion for sanctions pursuant
to § 3.38(b),
and each motion for enforcement pursuant to § 3.38(c) shall be accompanied by a signed
statement representing that counsel for the
moving party has conferred with opposing counsel
in an effort in good faith to resolve by
agreement the issues raised by the motion and has
been unable to reach such an agreement. If some
of the matters in controversy have been resolved
by agreement, the statement shall specify the
matters so resolved and the matters remaining
unresolved. The statement shall recite the date,
time, and place of each such conference between
counsel, and the names of all parties
participating in each such conference. Unless
otherwise ordered by the Administrative Law
Judge, the statement required by this rule must
be filed only with the first motion concerning
compliance with the discovery demand at issue.
[32 FR 8449, June 13, 1967, as
amended at 50 FR 42672, Oct. 22, 1985; 52 FR 22293,
June 11, 1987; 60 FR 39641, Aug. 3, 1995]
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