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HSR Informal Interpretations

8611013 Informal Interpretation

… 8611013 Informal Interpretation 8611013 Informal Interpretation (redacted) … conversation concerning applicability of Section 802.1 to the following transaction. The acquiring party intends to acquire all of the stock of a …
Date
Rule
802. 1 (a)
I concur per phone call 11/25/86 Upon later review it appears that this is an incorrect interpretation. This appears to be an acquisition of a home builder company and not an acquisition of an exempt...
HSR Informal Interpretations

8408004 Informal Interpretation

… 8408004 Informal Interpretation 8408004 Informal Interpretation (redacted) … Avenue, N.W. Washington, D.C. 20004 Re: Interpretation of the Premerger       Notification Requirement of the       Hart-Scott-Rodino Antitrust       Improvements Act …
Date
Rule
802.20(b)
Upon later review it appears that the voting securities acquisition is exempt under 802.20 as indicated, and, though there is a contract to appoint the majority of the board, entering into such a...
HSR Informal Interpretations

8411010 Informal Interpretation

… 8411010 Informal Interpretation 8411010 Informal Interpretation (redacted) … telephone conversation today in which you advised me that the following transaction would be non-reportable, that is, the filing of a Premerger Notification Form would not be …
Date
Rule
7A(a)(2); 801.11(e)
OK upon later review by WEK 3/9/87
HSR Informal Interpretations

8412004 Informal Interpretation

… 8412004 Informal Interpretation 8412004 Informal Interpretation (redacted) … D.C. 20580 Dear Mr. Abrahamsen: This letter confirms the informal advice you rendered during our telephone … on December 5, 1984. During that conversation, I presented the following hypothetical: Corporation holds 75% of the …
Date
Rule
801.40; 802.30
OK upon review by W.E.K. 3/9/87
HSR Informal Interpretations

8412005 Informal Interpretation

… 8412005 Informal Interpretation 8412005 Informal Interpretation (redacted) … our conversation of Thursday, November 15, 1984 regarding the proposed management buyout of certain assets of the V. In that conversation you confirmed my understanding …
Date
Rule
801.11(e)
OK upon later review on 3/9/87 W.E. K.
HSR Informal Interpretations

8412007 Informal Interpretation

… 8412007 Informal Interpretation 8412007 Informal Interpretation (redacted) … we had on December 21, 1984, in which you stated that the formation of a non-incorporated joint venture composed of three corporations, organized in the form of a partnership, is not subject to the reporting …
Date
Rule
801.40; 801.1(f)
OK upon later review on 3/9/87 W.E.K.
HSR Informal Interpretations

8504003 Informal Interpretation

… 8504003 Informal Interpretation 8504003 Informal Interpretation (redacted) … to reiterate our conversation of April 2, 1985, regarding the need to file a Notification and Report Form for Certain Mergers and Acquisitions. The facts that we discussed were that our clients …
Date
Rule
802.20
OK upon later review. 3/9/87. W.E.K.
HSR Informal Interpretations

8505007 Informal Interpretation

… 8505007 Informal Interpretation 8505007 Informal Interpretation (redacted) … Washington, D.C. 20580 Dear Mr. Sipple: Pursuant to the telephone conversation between (redacted), myself, and other members of our office on May 7, 1985, and our …
Date
Rule
7A(d)(2)(B)
No note was made on this letter at the time it was reviewed. Upon later review itappears that no special treatment can be given to any transaction or transactions merely because of asserted lack of...
HSR Informal Interpretations

8506002 Informal Interpretation

… 8506002 Informal Interpretation 8506002 Informal Interpretation (redacted) … 20580 Dear Mr. Kaplan: This letter is in confirmation of the advice I received from you in our telephone conversation … on May 14, 1985. In that conversation, I described the following scenario: Facts A, a church, is the sole …
Date
Rule
801.1(a)(2)
The issue of which entities within a religious organization engaged in businessactivities must file is still being considered. Advice is given in each situation basedupon the individual facts of that...
HSR Informal Interpretations

8509001 Informal Interpretation

… 8509001 Informal Interpretation 8509001 Informal Interpretation (redacted) … be raising an aggregate of $10,000,000 in equity through the sale of stock to various investors, none of whom will own 50% or more of such stock. The corporation proposes to acquire certain assets from …
Date
Rule
801.11
See below
HSR Informal Interpretations

8510010 Informal Interpretation

… 8510010 Informal Interpretation 8510010 Informal Interpretation (redacted) … Washington, D.C. 20580 Dear Wayne: This is to confirm the advice you gave me during our telephone conversations on … between $15 million and $20 million. Approximately half the money will be for roughly twenty producing leases …
Date
Rule
801.13; 802.1
See below
HSR Informal Interpretations

8512004 Informal Interpretation

… 8512004 Informal Interpretation 8512004 Informal Interpretation (redacted) … into an agreement with Company B to purchase 100% of the assets of Company X for a total consideration of $28 … are Canadian persons; Company A is a $100 million person in the Hart-Scott-Rodino sense and Company B is a $10 million …
Date
Rule
802.51(d)
See below
HSR Informal Interpretations

8512007 Informal Interpretation

… 8512007 Informal Interpretation 8512007 Informal Interpretation (redacted) … by telephone today of certain matters relating to the requirement for Premerger Notification reporting. This … of your explanation. Your explanation was based on the following hypothetical: An acquisition of assets is …
Date
Rule
801.10
See below
HSR Informal Interpretations

8607002 Informal Interpretation

… 8607002 Informal Interpretation 8607002 Informal Interpretation (redacted) … corporation which invests in real estate throughout the United States. Our client (hereinafter sometimes … certain transactions contemplated by our client, X. The facts contemplated are as hereinafter set forth. There …
Date
Rule
801.40
OK WEK Upon later review on 3/9/87
HSR Informal Interpretations

8608001 Informal Interpretation

… 8608001 Informal Interpretation 8608001 Informal Interpretation Wayne Kaplan, … in which we discussed certain general principles regarding the application of § 802.50(a) of the Premerger Notification …
Date
Rule
802.50(a)
Upon later review this letter appears to be correct 3/9/87 W.E.K.
HSR Informal Interpretations

8611016 Informal Interpretation

… 8611016 Informal Interpretation 8611016 Informal Interpretation (redacted) … D.C. 20580 Re: Dear Victor: This letter will confirm the oral advice you provided today on the telephone concerning the following transaction: 1. UPE A …
Date
Rule
802.20 (b)
Ok upon later review by WEK 3/9/87
HSR Informal Interpretations

8505005 Informal Interpretation

… 8505005 Informal Interpretation 8505005 Informal Interpretation (redacted) May 6, 1985 BY HAND Dana Abrahamsen, Esq. Premerger Notification Office … with (redacted) and myself, you have described the FTCs current position on the treatment of acquisitions …
Date
Rule
801.11(e)
See 801.11(e) amendment in FR of 3/6/87. WE Kaplan 3/27/87
HSR Informal Interpretations

8703001 Informal Interpretation

… 8703001 Informal Interpretation 8703001 Informal Interpretation (redacted) … ton, D.C. 20580 Re: Premerger Notification concerning the proposed acquisition of certain voting securities of … with above-referenced acquisition. Since that time the transaction has been slightly restructured. As you …
Date
Rule
ABA #296
Must re-file 3/3/87
HSR Informal Interpretations

8703003 Informal Interpretation

… 8703003 Informal Interpretation 8703003 Informal Interpretation (redacted) … to our conversation on March 3, 1987, I have enclosed the following details on a probable acquisition for your evaluation on whether my client must report such an acquisition pursuant to …
Date
Rule
802.20
Advised that this was not reportable under HSR because it did not meet the size of person test, but that the non reportable status under HSR did not exempt any transaction from all antitrust law.
HSR Informal Interpretations

8703004 Informal Interpretation

… 8703004 Informal Interpretation 8703004 Informal Interpretation (redacted) … conversation of Tuesday, March 3, 1987, we discussed the issue of whether an acquisition of assets by a federally recognized …
Date
Rule
801.1(a)(2)
I advised (redacted) that action by the tribe itself would be exempt but action by a corporation owned by the tribe would not. AMS
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