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HSR Informal Interpretations

1610004 Informal Interpretation

… 1610004 Informal Interpretation 1610004 Informal Interpretation From: Carson, … L.; [REDACTED] Subject: RE: HSR Item 5 Question Thanks for the additional detail and analysis.  We agree with the analysis you lay out immediately below.   Timothy (Ty) …
Rule
Item 5
In this tolling agreement scenario, Company A should report in Item 5 the revenue for any sales that appear on the books of the US business of Company A, and do so using a wholesale NAICS Code.
HSR Informal Interpretations

9009008 Informal Interpretation

… 9009008 Informal Interpretation 9009008 Informal Interpretation (redacted) … is a follow-up to our conversation this afternoon regarding the applicability of the realty exemption contained in Section 7A(c)(1) of the …
Rule
7A(c)(1)
9/17/90 Will advise (redacted) when he calls that we agree with his analysis and conclusion that the transaction is exempt. TH
HSR Informal Interpretations

9012009 Informal Interpretation

… 9012009 Informal Interpretation 9012009 Informal Interpretation (redacted) … December 5, 1990, this letter constitutes our request that the Pre-Merger Notification Office of the Federal Trade Commission concur in our determination …
Rule
802.1(a)
Conclusion correct, but not for reasons cited. Exempt as realty in the ordinary course. Income stream incidental to sale of property & business of partnership which isdevelopment. Golf course "turnkey...
HSR Informal Interpretations

9104008 Informal Interpretation

… 9104008 Informal Interpretation 9104008 Informal Interpretation (redacted) … 303 Washington, D.C. 20580 Re:(redacted) Dear Mr. Sharp: The purpose of this letter is to follow up on our recent telephone discussion regarding the referenced subject. In October, 1987, representatives of …
Rule
801.1(c)(8)
See below
HSR Formal Interpretations

Formal Interpretation No. 7

… Formal Interpretation No. 7 Formal Interpretation No. 7 UNDER 16 … recently received several requests for interpretation of the exemption provided by § 7A(c)(8) of the Clayton Act … 116 Cong. Rec. 42425 and 42437 (1970). 5 / See Heller, Handbook of Federal Bank Holding Company Law (1976), at 187 …
Type of Formal Interpretation
Acquisitions By Certain Bank Holding Companies
UNDER 16 C.F.R. § 803.30 CONCERNING ACQUISITIONS BY CERTAIN BANK HOLDING COMPANIES Commission staff have recently received several requests for interpretation of the exemption provided by § 7A(c)(8)...
HSR Formal Interpretations

Formal Interpretation No. 14

… Formal Interpretation No. 14 Formal Interpretation No. 14 16 CFR Part 802 Premerger … of Formal Interpretation SUMMARY:  On November 14, 1988, the Federal Trade Commission, with the concurrence of the …
Type of Formal Interpretation
Airlines (transactions between air carriers and others subject to HSR)
16 CFR Part 802 Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Formal Interpretation SUMMARY: On November 14, 1988, the Federal...
HSR Formal Interpretations

Formal Interpretation No. 8

… Formal Interpretation No. 8 Formal Interpretation No. 8 BUREAU OF COMPETITION September 13, … March 1, 1979, letter to Chairman Pertschuk, discussing the treatment of attorney-client communications in the …
Type of Formal Interpretation
Attorney-Client Privilege (assertion in Response to Information Required by the Form and in Response to a request for Additional Information or Documentary Material)
BUREAU OF COMPETITION September 13, 1979 John W. Barnum, Esquire White & Case 1747 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Dear Mr. Barnum: This is in response to your March 1, 1979, letter...
HSR Formal Interpretations

Formal Interpretation No. 2

… Formal Interpretation No. 2 Formal Interpretation No. 2 BUREAU OF COMPETITION September 26, … New York 10005 Re: Formal interpretation of § 802.70 of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 …
Type of Formal Interpretation
Acquisitions Made Pursuant to an Order of Divestiture under §802.70
BUREAU OF COMPETITION September 26, 1978 Mr. Laurence T. Sorkin Cahill, Gordon & Reindel Eighty Pine Street New York, New York 10005 Re: Formal interpretation of § 802.70 of the Hart-Scott-Rodino...
HSR Formal Interpretations

Formal Interpretation No. 17

… Formal Interpretation No. 17 Formal Interpretation No. 17 Premerger Notification: Reporting and … Notice of Issuance of Formal Interpretation 17 SUMMARY:  The Premerger Notification Office ("PNO") of the Federal …
Type of Formal Interpretation
Banking and non-banking businesses under (c)(7) and (c)(8) as amended by the Gramm-Leach-Bliley Act
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Issuance of Formal Interpretation 17 SUMMARY: The Premerger Notification Office (...
HSR Formal Interpretations

Formal Interpretation No. 10

… Formal Interpretation No. 10 Formal Interpretation No. 10 In accordance with the provisions of § 803.30 of the Commission's premerger …
Type of Formal Interpretation
Confidentiality of HSR Information
In accordance with the provisions of § 803.30 of the Commission's premerger notification rules, 16 C.F.R. § 803.30, the Commission, with the concurrence of the Assistant Attorney General in charge of...
HSR Formal Interpretations

Formal Intrepretation No. 5

… Formal Intrepretation No. 5 Formal Intrepretation No. 5 FORMAL INTERPRETATION UNDER 16 C.F.R. § … received several requests for interpretation of § 803.11 of the premerger notification rules ("the rules"), promulgated …
Type of Formal Interpretation
Early Termination (standards applied in granting or denying request for early termination)
FORMAL INTERPRETATION UNDER 16 C.F.R. § 803.30 CONCERNING EARLY TERMINATION UNDER § 7A(b)(2) AND § 803.11 Commission staff have received several requests for interpretation of § 803.11 of the...
HSR Formal Interpretations

Formal Interpretation No. 6

… Formal Interpretation No. 6 Formal Interpretation No. 6 FEDERAL TRADE COMMISSION WASHINGTON. D. … 16 C.F.R. § 803.30 Concerning Incorporation by Reference in the Antitrust Improvements Act Premerger Notification and …
Type of Formal Interpretation
Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)
FEDERAL TRADE COMMISSION WASHINGTON. D. C. 20580 Bureau of Competition April 10, 1979 Formal Staff Interpretation Under 16 C.F.R. § 803.30 Concerning Incorporation by Reference in the Antitrust...
HSR Formal Interpretations

Formal Interpretation No. 11

… Formal Interpretation No. 11 Formal Interpretation No. 11 BUREAU OF COMPETITION April 7, 1981 Formal Interpretation Pursuant to § 803.30 of the Premerger Notification Rules, 16 C.F.R. § 803.30, …
Type of Formal Interpretation
Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)
BUREAU OF COMPETITION April 7, 1981 Formal Interpretation Pursuant to § 803.30 of the Premerger Notification Rules, 16 C.F.R. § 803.30, Concerning Incorporation by Reference in the Antitrust...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material

… Formal Interpretation No. 15 and Explanatory Material Formal Interpretation No. 15 and Explanatory Material Premerger … Notice of Adoption of Formal Interpretation SUMMARY:  The Premerger Notification Office ("PNO") of the Federal …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Adoption of Formal Interpretation SUMMARY: The Premerger Notification Office ("PNO"...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999)

… Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999) Formal Interpretation No. 15 and Explanatory Material (Amended July …  Notice of Amendment of Formal Interpretation 15 SUMMARY:  The Premerger Notification Office ("PNO") of the Federal …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Amendment of Formal Interpretation 15 SUMMARY: The Premerger Notification Office (...
HSR Formal Interpretations

Formal Interpretation No. 16

… Formal Interpretation No. 16 Formal Interpretation No. 16 Premerger Notification: Reporting and … AGENCY:  Federal Trade Commission ACTION:  Notice of the Issuance of Formal Interpretation 16 Changing the Policy …
Type of Formal Interpretation
Number of Original Affidavits and Certification
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of the Issuance of Formal Interpretation 16 Changing the Policy of the Premerger...
HSR Formal Interpretations

Formal Interpretation No. 1

… Formal Interpretation No. 1 Formal Interpretation No. 1 [COVINGTON & BURLINGTON LETTERHEAD] 888 … upon our telephone conversation of August 14, that it is the staff's position that so long as companies will be …
Type of Formal Interpretation
Pre-existing Notification Program (applicability of Pre-September 5, 1978 Notification Rules)
[COVINGTON & BURLINGTON LETTERHEAD] 888 Sixteenth Street, N.W. Washington, D.C. 20006 August 15, 1978 Malcolm R. Pfunder, Esq. Associate Director, Premerger Notification and Screening Federal Trade...
HSR Formal Interpretations

Formal Interpretation No. 4

… Formal Interpretation No. 4 Formal Interpretation No. 4 BUREAU OF COMPETITION January 17, 1979 … Dear Mr. Sorkin: This formal interpretation is issued by the staff of the Federal Trade Commission under 16 C.F.R. § …
Type of Formal Interpretation
Solely for Purposes of Investment Exemption
BUREAU OF COMPETITION January 17, 1979 Laurence T. Sorkin, Esquire Cahill, Gordon & Reindel Eighty Pine Street New York, New York 10005 Dear Mr. Sorkin: This formal interpretation is issued by the...
HSR Formal Interpretations

Formal Interpretation No. 12

… Formal Interpretation No. 12 Formal Interpretation No. 12 BUREAU OF … and constitutes a formal interpretation under § 803.30 of the Commission's premerger notification rules, 16 C.F.R. … the report and wait provisions of the Act. If, on the other hand, Section 7A(b)(2)(A) is read to define "voting …
Type of Formal Interpretation
Subordinated Exchangeable Debentures (whether voting securities under §801.1(f)(1))
BUREAU OF COMPETITION June 2, 1981 Lewis A. Kaplan, Esquire Paul, Weiss, Rifkind, Wharton & Garrison 345 Park Avenue New York, New York 10154 Re: Sun Company, Inc. 10-3/4% Subordinated Exchangeable...
HSR Formal Interpretations

Formal Interpretation No. 18

… Formal Interpretation No. 18 Formal Interpretation No. 18 Formal Interpretation 15 - 64 FR @ … 18 repealing Formal Interpretation 15 SUMMARY : The Premerger Notification Office of the Federal Trade …
Type of Formal Interpretation
Repeal of Formal Interpretation 15
Formal Interpretation 15 - 64 FR @ 5808 (February 5, 1999) FEDERAL TRADE COMMISSION [Billing code 6750-01P] Premerger Notification; Reporting and Waiting Period Requirements AGENCY: Federal Trade...
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