1405005 Informal Interpretation
… Interpretation From: (Redacted) Sent: Wednesday, May 07, 2014 2:53PM To: Verne, B. Michael; Walsh, Kathryn Subject: … and closing will not occur until the fourth quarter of 2014 or the first quarter of 2015 . Thus , it is not …
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Rule
802.9, Continuum
We think that Individual 1 controlling the GPs of the Funds and the Entities, as well as being a director of Newco negates the exemption for Individual 1, the Funds and the Entities. Continuum is not...
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