0403018 Informal Interpretation
… 0403018 Informal Interpretation 0403018 Informal Interpretation From: (redacted) Sent: Tuesday, March 23, 2004 7:25 AM To: Verne,B. Michael Subject: Interpretation question An issueI hadn't thought about before. …
Date
Rule
801.15, 802.3
Agree that 801.15 says you would hold $300 MM in assets, so size-of-person test is inapplicable. N Ovuka concurs.
File
Original Image File
(61.54 KB)