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HSR Informal Interpretations

1107004 Informal Interpretation

… 1107004 Informal Interpretation 1107004 Informal Interpretation From: … certain parts of a transaction are HSR reportable and itsother parts are exempt, only 4(d) documents that relate to the reportable partsof the transaction need to be provided? …
Date
Rule
Item 4(d)
that will be the same. In fact, you will probably be searching the same group of people for 4(d) as you are for 4(c). Despite all of the hyperbole in some recent articles, I can't imagine why you...
HSR Informal Interpretations

1107003 Informal Interpretation

… 1107003 Informal Interpretation 1107003 Informal Interpretation From: … Walsh, Kathryn Subject: RE: New Item 4(d) scope Mike:does the same definition of 'directors or officers' apply to 4(d) … -i.e., anyperson (1) serving in a position designated by the bylaws or articles ofincorporation; or (2) appointed by …
Date
Rule
Item 4(d)
Correct
HSR Informal Interpretations

1107003 Informal Interpretation

… 1107003 Informal Interpretation 1107003 Informal Interpretation From: … Walsh, Kathryn Subject: RE: New Item 4(d) scope Mike:does the same definition of 'directors or officers' apply to 4(d) … -i.e., anyperson (1) serving in a position designated by the bylaws or articles ofincorporation; or (2) appointed by …
Date
Rule
Item 4(d)
Correct
Federal Register Notice

16 C.F.R. Parts 801, 802, and 803: Hart-Scott-Rodino Premerger Notification Rules: Premerger Notification, Reporting and Waiting Period Requirements: Final Rule Amending the Rules, the Premerger Notification and Report Form

… 16 C.F.R. Parts 801, 802, and 803: Hart-Scott-Rodino Premerger Notification Rules: Premerger Notification, Reporting and Waiting Period Requirements: Final Rule Amending the Rules, the Premerger Notification and Report Form …
Date
Early Termination Notices

20110985: EMC Corporation; CPTN Holdings LLC

… 20110985: EMC Corporation; CPTN Holdings LLC HSR Early Termination Notice 20110985: EMC Corporation; CPTN Holdings LLC 20110985 CPTN Holdings LLC CPTN Holdings LLC EMC …
Date
Acquiring Party
EMC Corporation
Acquired Party
CPTN Holdings LLC
Acquired Entities
CPTN Holdings LLC
HSR Informal Interpretations

1107002 Informal Interpretation

… 1107002 Informal Interpretation 1107002 Informal Interpretation From: … a few questions some of us are considering related to the definition of"associate." References to "examples" are those that werepublished by the FTC last week. We appreciate any guidance you can …
Date
Rule
801.1(d)(2)
Kate and I have talked this through and here is our take. Let us know if any of this is unclear. Other entities managed by ABC are associates Any entity that controls ABC or is controlled by ABC is an...
HSR Informal Interpretations

1107015 Informal Interpretation

… 1107015 Informal Interpretation 1107015 Informal Interpretation From: … ordinary course of business exemption Mike, We represent theacquiring party in a proposed acquisition and we would like to confirm with youthat the "ordinary course of business" exemption provided in …
Date
Rule
15 USC 18a(c)(1) - 7A(c)(1)
Agree.
HSR Informal Interpretations

1107002 Informal Interpretation

… 1107002 Informal Interpretation 1107002 Informal Interpretation From: … a few questions some of us are considering related to the definition of"associate." References to "examples" are those that werepublished by the FTC last week. We appreciate any guidance you can …
Date
Rule
801.1(d)(2)
Kate and I have talked this through and here is our take. Let us know if any of this is unclear. Other entities managed by ABC are associates Any entity that controls ABC or is controlled by ABC is an...
HSR Informal Interpretations

1107015 Informal Interpretation

… 1107015 Informal Interpretation 1107015 Informal Interpretation From: … ordinary course of business exemption Mike, We represent theacquiring party in a proposed acquisition and we would like to confirm with youthat the "ordinary course of business" exemption provided in …
Date
Rule
15 USC 18a(c)(1) - 7A(c)(1)
Agree.
HSR Informal Interpretations

1107014 Informal Interpretation

… 1107014 Informal Interpretation 1107014 Informal Interpretation From: … for taking thismuch time with this matter. I have attached the 2011 NCUA 5310 Call ReportInstructions for your review, but will walk though several points. On the "Cash andBalances Due" section, totaling $153,183,785, …
Date
Rule
801.10
– Agree - not reportable.
HSR Informal Interpretations

1107014 Informal Interpretation

… 1107014 Informal Interpretation 1107014 Informal Interpretation From: … for taking thismuch time with this matter. I have attached the 2011 NCUA 5310 Call ReportInstructions for your review, but will walk though several points. On the "Cash andBalances Due" section, totaling $153,183,785, …
Date
Rule
801.10
Agree - not reportable.
Early Termination Notices

20111081: Jahm Najafi; Borders Group, Inc.

… 20111081: Jahm Najafi; Borders Group, Inc. HSR Early Termination Notice 20111081: Jahm Najafi; Borders Group, Inc. 20111081 Borders Group, Inc. Borders Group, Inc. Jahm …
Date
Acquiring Party
Jahm Najafi
Acquired Party
Borders Group, Inc.
Acquired Entities
Borders Group, Inc.
Early Termination Notices

20111068: Energy Capital Partners II-A, LP; Public Service Enterprise Group Incorporated

… Capital Partners II-A, LP; Public Service Enterprise Group Incorporated HSR Early Termination Notice 20111068: Energy Capital Partners II-A, LP; Public Service Enterprise Group Incorporated 20111068 Odessa-Ector Power I, LLC Odessa-Ector …
Date
Acquiring Party
Energy Capital Partners II-A, LP
Acquired Party
Public Service Enterprise Group Incorporated
Acquired Entities
Odessa-Ector Power I, LLC
Odessa-Ector Power II, LLC
Odessa-Ector Power Partners Services LLC
Displaying 17521 - 17540 of 44510
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