UNITED STATES OF AMERICA
BEFORE FEDERAL TRADE COMMISSION
In the Matter of
S.C. Johnson & Son, Inc., a corporation.
Docket No.
COMPLAINT
The Federal Trade Commission ("Commission"), having reason to believe that
Respondent, S.C. Johnson & Son, Inc. ("S.C. Johnson"), a corporation subject
to the jurisdiction of the Commission, has agreed to acquire certain assets of the home
care and home food management businesses of DowBrands Inc., DowBrands L.P. and DowBrands
Canada Inc. (hereinafter collectively "DowBrands"), entities subject to the
jurisdiction of the Commission, in violation of Section 7 of the Clayton Act, as amended,
15 U.S.C. § 18, and Section 5 of the Federal Trade Commission Act, as amended, 15
U.S.C. § 45, and it appearing to the Commission that a proceeding in respect thereof
would be in the public interest, hereby issues its Complaint, stating its charges as
follows:
I. DEFINITIONS
- "Soil and Stain Remover Products" means products that are designed to pretreat
soiled and stained clothing prior to washing in order to aid in the cleaning of the soiled
or stained area of the clothing.
- "Glass Cleaner Products" means products that are designed primarily to clean
glass and mirrors, but which may also be used to clean other surfaces.
II. RESPONDENT
- Respondent S.C. Johnson is a corporation organized, existing, and doing business under
and by virtue of the laws of the State of Wisconsin, with its principal place of business
located at 1525 Howe Street, Racine, Wisconsin 53403-5011.
- Respondent is engaged in, among other things, the manufacture and sale of Soil and Stain
Remover Products and Glass Cleaner Products.
- Respondent is, and at all times relevant herein has been, engaged in commerce as
"commerce" is defined in Section 1 of the Clayton Act, as amended, 15 U.S.C.
§ 12, and is a corporation whose business is in or affects commerce as
"commerce" is defined in Section 4 of the Federal Trade Commission Act, as
amended, 15 U.S.C. § 44.
III. THE ACQUIRED COMPANY
- DowBrands Inc. is a corporation organized, existing, and doing business under and by
virtue of the laws of the State of Delaware, with its principal place of business located
at 9550 Zionsville Road, Indianapolis, Indiana 46268. DowBrands L.P. is a limited
partnership organized, existing, and doing business under and by virtue of the laws of the
State of Delaware, with its principal place of business located at 2030 Dow Center,
Midland, Michigan 48674. DowBrands Canada Inc. is a corporation organized, existing and
doing business under and by virtue of the laws of Canada, with its office and principal
place of business located at 250 6th Avenue S.W., Suite 2200, Calgary, Alberta T2P 3H7.
- DowBrands is engaged in, among other things, the manufacture and sale of Soil and Stain
Remover Products and Glass Cleaner Products.
- DowBrands is, and at all times relevant herein has been, engaged in commerce as
"commerce" is defined in Section 1 of the Clayton Act, as amended, 15 U.S.C.
§ 12, and is a corporation whose business is in or affects commerce as
"commerce" is defined in Section 4 of the Federal Trade Commission Act, as
amended, 15 U.S.C. § 44.
IV. THE ACQUISITION
- On October 27, 1997, S.C. Johnson entered into Asset Purchase Agreements with DowBrands
to acquire certain assets of DowBrands' home care and home food management businesses for
approximately $1.125 billion ("Acquisition").
V. THE RELEVANT MARKETS
- For purposes of this Complaint, the relevant lines of commerce in which to analyze the
effects of the Acquisition are:
- the research, development, manufacture and sale of Soil and Stain Remover Products; and
- the research, development, manufacture and sale of Glass Cleaner Products.
- For purposes of this Complaint, the United States is the relevant geographic area in
which to analyze the effects of the Acquisition in the relevant lines of commerce.
VI. STRUCTURE OF THE MARKETS
- The market for the research, development, manufacture and sale of Soil and Stain Remover
Products is highly concentrated as measured by the Herfindahl-Hirschman Index
("HHI"). The post-merger HHI is 5,646 points, which is an increase of 2,730
points over the premerger HHI level. S.C. Johnson and DowBrands are the two leading
suppliers of Soil and Stain Remover Products in the United States.
- S.C. Johnson and DowBrands are actual competitors in the relevant market for the
research, development, manufacture and sale of Soil and Stain Remover Products in the
United States.
- The market for the research, development, manufacture and sale of Glass Cleaner Products
is highly concentrated as measured by the HHI. The post-merger HHI is 4,920 points, which
is an increase of 1,180 points over the premerger HHI level. S.C. Johnson and DowBrands
are the two leading suppliers of Glass Cleaner Products in the United States.
- S.C. Johnson and DowBrands are actual competitors in the relevant market for the
research, development, manufacture and sale of Glass Cleaner Products in the United
States.
VII. BARRIERS TO ENTRY
- Entry into either the market for the research, development, manufacture and sale of Soil
and Stain Remover Products or the market for the research, development, manufacture and
sale of Glass Cleaner Products is unlikely and would not occur in a timely manner to deter
or counteract the adverse competitive effects described in Paragraph 17 because of, among
other things, the difficulty of developing a new product, gaining brand name recognition
and customer acceptance, and establishing a network of retail distributors.
VIII. EFFECTS OF THE ACQUISITION
- The effects of the Acquisition, if consummated, may be substantially to lessen
competition and to tend to create a monopoly in the relevant markets in violation of
Section 7 of the Clayton Act, as amended, 15 U.S.C. § 18, and Section 5 of the FTC
Act, as amended, 15 U.S.C. § 45, in the following ways, among others:
(a) by eliminating actual, direct, and substantial competition between S.C. Johnson and
DowBrands in the relevant markets;
(b) by increasing the likelihood that S.C. Johnson will unilaterally exercise market
power in the relevant markets;
(c) by increasing the likelihood that customers of Soil and Stain Remover Products and
Glass Cleaner Products would be forced to pay higher prices;
(d) by reducing innovation in the relevant markets; and
(e) by reducing the level of advertising and promotion of Soil and Stain Remover
Products and Glass Cleaner Products.
IX. VIOLATIONS CHARGED
1. The Acquisition agreement described in Paragraph 9 constitutes a violation of
Section 5 of the FTC Act, as amended, 15 U.S.C. § 45.
2. The Acquisition described in Paragraph 9, if consummated, would constitute a
violation of Section 7 of the Clayton Act, as amended, 15 U.S.C. § 18, and Section 5 of
the FTC Act, as amended, 15 U.S.C. § 45.
WHEREFORE, THE PREMISES CONSIDERED, the Federal Trade Commission on this day of , 1998,
issues its Complaint against said respondent.
By the Commission.
Donald S. Clark
Secretary
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