The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 43481 - 43500 of 45508
9208011 Informal Interpretation
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
File
Original Image File
(125.29 KB)
9208008 Informal Interpretation
Date
Rule
802.1; 801.10
I concur with this letter; call (redacted) 8-28-92
File
Original Image File
(74.31 KB)
9208007 Informal Interpretation
Date
Rule
801.1(c)
The Investment Advisor/Manager is the general partner of the three partnerships. Pursuant to the partnership agreements, the General Partner has what appears to be certain indicia of beneficial...
File
Original Image File
(138.83 KB)
9208002 Informal Interpretation
Date
Rule
802.64
8/19/92. Based on the fact scenario set forth in this letter, and the assumed correctness of the legal research, I advised (redacted) that John Sipple and I were of the view that Company X could...
File
Original Image File
(181.12 KB)
Beazer PLC, United States of America (For the FTC)
Type of Action
Federal
Last Updated
FTC Matter/File Number
881 0082
9208005 Informal Interpretation
Date
Rule
801.1(a)(2)
A "Rehabilitator" appointed under state law for the rehabilitation of an insurance company is acting as a political subdivision of a state and transactions are exempt under C-4ordered, approved and...
File
Original Image File
(59.3 KB)
9208012 Informal Interpretation
Date
Rule
801.1(f)
As long as Co. A acquires the Partnership interests together; if Co. A acquires them one a ta time then Co. A may become the UPE of Part.; then acquisition of final Part. interest will be reportable...
File
Original Image File
(82 KB)
9207006 Informal Interpretation
Date
Rule
801.11(a), 802.20
Called (redacted) 7-15-92; I disagree - not exempt under 802.20(b) - you “live or die” by your last annual income statement; Richard Smith concurs
File
Original Image File
(88.73 KB)
9207004 Informal Interpretation
Date
Rule
7A(c)(10)
OK--TFH, 7/13/92
File
Original Image File
(106.06 KB)
9207001 Informal Interpretation
Date
Rule
802.20(a); 801.10(b)(3)
7/1/92 advised (redacted) that transaction is non-reportable as long as financials were within 15 months of closing, which he said they would be. Also, he advised that fair market value of assets was...
File
Original Image File
(42.57 KB)
9207002 Informal Interpretation
Date
Rule
801.40
I concur; see Practice Manual #321 and SBP, 43 Fed.Reg. 33532 (1978)
File
Original Image File
(32.36 KB)
9207003 Informal Interpretation
Date
Rule
803.7; 801.1(c)
Underlying facts indicate that beneficial ownership has not passed to B; the loan is not the purchase of assets.
File
Original Image File
(87.29 KB)
9207005 Informal Interpretation
Date
Rule
7A(c)(1)
1) the “continuum theory” does not apply because of the potential time gap in the acquisition by the intermediary 2) Is the intermediary acting as an agent? 3) This is not the view of the Federal...
File
Original Image File
(125.68 KB)
9207009 Informal Interpretation
Date
Rule
802.1
This letter is correct. I concur. Richard Smith concurs.
File
Original Image File
(67.7 KB)
Displaying 43481 - 43500 of 45508