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2209004 Informal Interpretation
Rule
803.9
The fee is based upon the size of the reportable transaction. Therefore, the value of the assets held by the other UPE would not be included. Please do describe the totality of the transaction in Item...
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2212004 Informal Interpretation
Rule
Item 4(c), 802.4
Unless the controlled entities are foreign with no sales into the US, or have assets valued at less than $10 million, they must be listed in Item 6(a), regardless of whether they are in the same...
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Conglomerate Mergers The Quest for Guidelines
Date
By
Everette MacIntyre, Former Commissioner
File
Conglomerate Mergers The Quest for Guidelines
(839.53 KB)
Protection of the Public Through the Paid-During-Service Code
Date
By
Earl W. Kintner, Former Commissioner
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Displaying 45241 - 45260 of 45358