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Displaying 9261 - 9280 of 19013
0704019 Informal Interpretation
… 0704019 Informal Interpretation 0704019 Informal Interpretation From: (redacted) Sent: Monday, April 30, 2007 8:13 AM To: Verne, B. Michael Subject: 802.4 / …
Date
Rule
802.2(e), 802.4, 801.10
Once you have determined that the acquisition of the voting securities is reportable, the value is the total value of those voting securities. All assets (and liabilities) of the issuer would be taken...
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0704020 Informal Interpretation
… 0704020 Informal Interpretation 0704020 Informal Interpretation April 30, 2007 Mr. B. Michael Verne ViaE-mail & Regular Mail …
Date
Rule
802.2(b)
Agree.
File
Original Image File
(51.93 KB)
0704021 Informal Interpretation
… 0704021 Informal Interpretation 0704021 Informal Interpretation From: (redacted) Sent: Monday, April 30, 2007 4:40 PM To: Verne, B.Michael; novuka@ftc.gov Subject: Size of TransactionThreshold Question I …
Date
Rule
801.13, 801.14
If B1 and B2 are each their own UPE, then the acquisition of B2 is not aggregated with B1 and is therefore not reportable. 801.13 and 801.14 only deal with aggregation of acquisitions from the same...
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0704022 Informal Interpretation
… 0704022 Informal Interpretation 0704022 Informal Interpretation From: (redacted) Sent: Monday, April 30, 2007 3:07 PM To: Verne, B. Michael Cc: (redacted) …
Date
Rule
802.9
The restricted voting rights are not the result of a contractual arrangement, they are contained in the bylaws of the corporation. This would potentially be an argument that as a practical matter the...
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(53.65 KB)
0704023 Informal Interpretation
… 0704023 Informal Interpretation 0704023 Informal Interpretation From:(redacted) Sent:Monday, April 30, 2007 3:07 PM To:Verne, B. Michael Cc:(redacted) …
Date
Rule
802.9
refer to comments below. M Bruno, K Berg & K Walsh concur.
File
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(129.48 KB)
0704024 Informal Interpretation
… 0704024 Informal Interpretation 0704024 Informal Interpretation April 30, 2007 Mr. B. MichaelVerneVia E-mail & Regular Mail …
Date
Rule
802.2(b)
Agree.
File
Original Image File
(57.71 KB)
20071164: OCM Principal Opportunities Fund IV AIF (Delaware), L.P.; Clear Channel Communications, Inc.
… 20071164: OCM Principal Opportunities Fund IV AIF (Delaware), L.P.; Clear … Inc. HSR Early Termination Notice 20071164: OCM Principal Opportunities Fund IV AIF (Delaware), L.P.; Clear … Channel Identity, LP Clear Channel Communications, Inc. OCM Principal Opportunities Fund IV AIF (Delaware), L.P. … …
Date
Acquiring Party
OCM Principal Opportunities Fund IV AIF (Delaware), L.P.
Acquired Party
Clear Channel Communications, Inc.
Acquired Entities
AMFM Radio Licenses, LLC
Capstar Radio Operating Company
Capstar TX Limited Partnership
CCB Texas Licenses, L.P.
Citicasters Co.
Citicasters Licenses LP
Clear Channel Broadcasting, Inc.
Clear Channel Identity, LP
20071134: Greenwood Tree Farm Fund, LP; Potlatch Corporation
… 20071134 Potlatch Forest Holdings, Inc. Potlatch Forest Products Corporation Potlatch Corporation Greenwood Tree …
Date
Acquiring Party
Greenwood Tree Farm Fund, LP
Acquired Party
Potlatch Corporation
Acquired Entities
Potlatch Forest Holdings, Inc.
Potlatch Forest Products Corporation
20071168: Roark-Carvel LLC; H. Martin Sprock, III
… 20071168: Roark-Carvel LLC; H. Martin Sprock, III HSR Early Termination Notice 20071168: Roark-Carvel LLC; H. Martin Sprock, III 20071168 Moe's Southwest Grill, LLC H. Martin Sprock, III Roark-Carvel LLC … 20071168: Roark-Carvel LLC; H. …
Date
Acquiring Party
Roark-Carvel LLC
Acquired Party
H. Martin Sprock, III
Acquired Entities
Moe's Southwest Grill, LLC
0704018 Informal Interpretation
… 0704018 Informal Interpretation 0704018 Informal Interpretation From: (redacted) Sent: Friday, April 27, 2007 1:12 PM To: Verne, B. Michael Cc: (redacted) …
Date
Rule
801.50
04/27/2007
File
Original Image File
(91.19 KB)
0704017 Informal Interpretation
… 0704017 Informal Interpretation 0704017 Informal Interpretation From: (redacted) Sent: Thursday, April 26, 2007 12:18 PM To: Verne, B. Michael Cc: (redacted) …
Date
Rule
801.2(d)
Agree.
File
Original Image File
(59.3 KB)
0309010 Informal Interpretation
… 0309010 Informal Interpretation 0309010 Informal Interpretation From: Sent: Wednesday, September 24, 2003 8:24 AM … Mike - A quick question. Company X has a restricted stock program pursuant to which the employee are given voting …
Date
Rule
801.1(c)
Changed 04/25/2007 to refer to Informal Staff Opinion 0611006 11/27/2006 - We are inclined to say that the shareholder takes beneficial ownership of all of the shares that will vest over the two year...
File
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(40.34 KB)
0704016 Informal Interpretation
… 0704016 Informal Interpretation 0704016 Informal Interpretation From: (redacted) Sent: Wednesday, April 25, 2007 6:23 PM To: Verne, B. Michael Subject: RE: HSR …
Date
Rule
801.13
Agree No aggregation would be required.
File
Original Image File
(28.59 KB)
20071132: Audax Private Equity Fund II, L.P.; UTEX Holding, Inc.
… 20071132: Audax Private Equity Fund II, L.P.; UTEX Holding, Inc. HSR Early Termination Notice 20071132: Audax Private Equity Fund II, L.P.; UTEX Holding, Inc. 20071132 UTEX Holding, Inc. UTEX Holding, Inc. Audax Private Equity Fund II, L.P. … 20071132: Audax Private …
Date
Acquiring Party
Audax Private Equity Fund II, L.P.
Acquired Party
UTEX Holding, Inc.
Acquired Entities
UTEX Holding, Inc.
0704009 Informal Interpretation
… 0704009 Informal Interpretation 0704009 Informal Interpretation From: (redacted) Sent: Monday, April 23, 2007 5:32 PM To: Verne, B. Michael Two brief …
Date
Rule
801.1
04/24/2007 1) If you are certain that the entity now controlled by A will be its own UPE at the time of closing, you can file with that entity as the acquiring person. If there is any possibility that...
File
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(32.13 KB)
Sunny Health Nutrition Technology & Products, Inc. and Sunny Si
… Sunny Health Nutrition Technology & Products, Inc. and Sunny Si Sunny Health Nutrition Technology & Products, Inc. and Sunny Si … Sunny Health Nutrition Technology & Products, Inc. and Sunny Si …
Type of Action
Federal
Last Updated
FTC Matter/File Number
062-3007
0704013 Informal Interpretation
… 0704013 Informal Interpretation 0704013 Informal Interpretation From: (redacted) Sent: Tuesday, April 24, 2007 3:29 PM To: Verne,B. Michael Subject: …
Date
Rule
801.1(b), 801.2
Agree.
File
Original Image File
(63.39 KB)
0704014 Informal Interpretation
… 0704014 Informal Interpretation 0704014 Informal Interpretation From: (redacted) Sent: Tuesday, April 24, 2007 2:34 PM To: Verne, B. Michael Subject: Asset …
Date
Rule
801.13, Form
Yes Buyer would aggregate the value of the voting securities with the assets to be acquired. This would be reflected in Items 2 and 3, but not in Items 5 and 7 because it is not a controlling interest...
File
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(36.29 KB)
Displaying 9261 - 9280 of 19013