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Displaying 42101 - 42120 of 45417
9612005 Informal Interpretation
Date
Rule
801 generally
12/12/96 - Advised writer that since only an exclusive distribution right was being granted, the PMN Office would not view such transfer as reportable under the principles of ABA letter #49. Q retains...
File
Original Image File
(79.8 KB)
9611010 Informal Interpretation
Date
Rule
801.40 (LLC formation)
12/11/96 - Confirmed with writer that LLC would be controlled by both universities. The chief executive officer of the LLC would be, therefore, an employee of both universities. Representatives of...
File
Original Image File
(101.19 KB)
9612004 Informal Interpretation
Date
Rule
802.31
See Letter #62 for the formula used in #94. Does the underlying v/s (of the preferred stock)enable the holder of securities to vote for exactly two directors (the same number it can currently appoint)...
File
Original Image File
(69.35 KB)
9612002 Informal Interpretation
Date
Rule
802.5(b)
12/10/96 - Called writer to confirm that this transaction is exempt under Rule 802.5(b)
File
Original Image File
(50.92 KB)
Federal Register Notice
Progressive Mortgage Corporation; Sanford Cramer; Analysis to Aid Public Comment
Date
9612003 Informal Interpretation
Date
Rule
802.20
12/9/96 - Advised writer that I agreed with his conclusion. However, disagreed with sentence two in paragraph (2) above. The HSR Act says nothing about partnership interests. The5/29/87 SBP at 20061...
File
Original Image File
(100.6 KB)
Federal Register Notice
California SunCare, Inc.; Donald J. Christal; Analysis to Aid Public Comment
Date
Federal Register Notice
Phaseout of America, Inc.; Products & Patents, Ltd.; Analysis To Aid Public Comment
Date
9612001 Informal Interpretation
Date
Rule
801.2
I concur with this letter. PS. TH and RS agree. Called (redacted) 12/3/96 and informed him
File
Original Image File
(103.48 KB)
9611011 Informal Interpretation
Date
Rule
801.40 (LLC formation, partnership formation)
12/2/96 - Advised writer that neither the partnership or LLC formation would be reportable under HSR. However, partnership would be controlled by A & B due to their direct holdings of49.5% and their...
File
Original Image File
(129.12 KB)
Southwest Florida Oral Surgery Associates
Date
re: Cooperative of oral and maxillofacial surgery practices
9612006 Informal Interpretation
Date
Rule
801.1 (c); #76 Premerger Notification Practice Manual
Facts presented indicate that the 4 entities have entered into a partnership agreement for the operation of the hospitals. If there is a management agreement with operation of hospital by previous non...
File
Original Image File
(148.28 KB)
9612007 Informal Interpretation
Date
Rule
801.11 (c); 802.20; #158 Premerger Notification Practice Manual
Since the consolidating statement is part of the annually prepared financial statements it should be included in determining the annual sales of the subsidiary to be sold. Together they show “net”...
File
Original Image File
(169.91 KB)
Federal Register Notice
Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules
Date
Hale Products, Inc., In the Matter of
Type of Action
Administrative
Last Updated
FTC Matter/File Number
901 0061
Docket Number
C-3694
Displaying 42101 - 42120 of 45417