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Date
Rule
801.2(d), 802.41
Staff
Michael Verne
Response/Comments
Either A or B should file & include information from both companies. Two certification are require.

Question

From:      [redacted]

To:          mverne@

Date:      Wed, Oct 11, 2000 9:22 AM

Subject:  FW: HSR interpretation

Thanks for your response. As a follow-up, it appears that shareholders of both A and B will have a filing obligation as they will acquire in excess of $15 million of C's voting securities, and will not be able to take advantage of the investment only exemption. Would C have to file as an acquired person (since 802.41 would not be applicable) and if so how would that work since it is not yet in existence? Thanks.

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cc: [redacted]

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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