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Date
Rule
801.2 802.4
Staff
Robert Jones; B. Michael Verne
Response/Comments
Advised that the appropriate filing would be a single filing for A acquiring 100% of B. B. Michael Verne

Question

From: (redacted)
To: Robert Jones
Date: 5/9/02 4:19PM
Subject: Filing procedure question

Mr. Jones: Per my voice mail, my contact information is listed below. 1 would appreciate the chance to informally review the filing procedure question I noted, either with you or a member of your staff. Here is a brief summary: A is acquiring B and an HSR filing will be made on the acquisition. However some of the ownership interests in B are being acquired directly, while others are to be acquired indirectly via the acquisition of substantially all of the ownership interests in C (which in turn holds a portion of the aggregate ownership interests in B being acquired, but holds substantially no other assets. The question is, does A make (i) a single omnibus filing for the acquisition of B or (ii) must A fragment the filing and file once for the ownership interests in B being acquired directly and file separately for the acquisition of substantially all of the ownership interests in C? Based on our preliminary review, we view alternative (i) as the appropriate filing procedure. Regards,

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Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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