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Date
Rule
Item 6(b)
Staff
Kathryn Walsh
Response/Comments
owned by the UPE), you would need to supply info on its holders. If it is a partnership, again you would only supply the name of the GP. If it is a corporation or LLC (not wholly-owned), you would provide the holders of 5% or more of its voting securities or membership interests.

Question

From: (Redacted)
Sent: Wednesday, September 14, 20119:38 AM
To: Walsh,Kathryn
Subject: New 6b

HiKate.

Quickquestion about new Item 6b. When you have a fund (partnership) that is filingas the acquiring person, new Item 6b asks only for the name of its GP, and notfor any information on the partners who hold at least 5% of its NCIs, nor anyinformation on the third parties who hold at 5% of the voting securities/NCIsof any entities under its control. Is that correct?

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