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Date
Rule
801.10, 801.11
Staff
Kristin Shaffer
Response/Comments

We no longer consider rights to royalty streams as cash equivalents. These should be analyzed as contracts to determine whether a premium is being paid. Also, please send these types of questions to HSRHelp@ftc.gov.

Question

From: Shaffer, Kristin <kshaffer@ftc.gov>
Sent: Thursday, August 15, 2024 12:21:50 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: CONFIDENTIAL

[Redacted]

We no longer consider rights to royalty streams as cash equivalents. These should be analyzed as contracts to determine whether a premium is being paid. Also, please send these types of questions to HSRHelp@ftc.gov.

Best regards,

Kristin

From: [Redacted]
Sent: Tuesday, August 13, 2024 9:56 PM
To: premerger <premerger@ftc.gov>
Subject: CONFIDENTIAL

Dear PNO Staff,

Company A plans to acquire from Company B certain music rights assets for approximately $225 million in cash. Assume that the size-of-Persons test is satisfied. Approximately $34 million of the purchase price is attributable to the acquisition of musical copyrights. The rest, approximately $191 million, is attributable to the acquisition of contractual rights to royalty revenue streams that do not derive from the copyrights being sold. I believe the acquisition of the contractual rights to royalty revenue streams is exempt as a cash equivalent (see Informal Interpretations 0504006 and 0701017) and, therefore, that the transaction is not reportable because the value of the non-exempt portion is below the Size-of-Transaction threshold. Your thoughts, as always, would be welcome.

Best regards.

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

Learn more about Informal Interpretations.