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Date
Rule
801.10
Staff
Nora Whitehead
Response/Comments

We agree.

Question

From: Whitehead, Nora <nwhitehead@ftc.gov>
Sent: Tuesday, October 22, 2024 1:34:54 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Size of Transaction Test

We agree.

From: [Redacted]
Sent: Tuesday, October 22, 2024 9:46:40 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Size of Transaction Test

Hi folks.

We are writing to confirm the size of transaction test would not be satisfied under the facts below.

X will acquire from Y in an asset acquisition a building (the “Building”) currently used by Y for warehousing, shipping, receiving, distribution, and light assembly purposes. The purchase price is less than $119.5 million. X will not assume any liabilities related to the Building (other than possibly stepping into Y’s shoes with respect to future performance under existing contracts). In addition, there is nothing that X needs to aggregate with the value of the Building under the HSR aggregation rules.

X will lease the building back to Y at the closing (the “Lease-Back”). The temporal term of the lease will be 11 years. Y will have the option to renew the lease for two periods, five years each. Neither the initial term of the lease nor the possibly additional 10-year extensions would exhaust the useful life of the Building. The terms of the lease are arms-length and reflect market rates for rent. There is no option in the lease for Y to acquire the Building back from X. The lease may be a triple net lease.

Because the terms of the lease-back are arms-length, we do not believe that we need to take them into account when assessing whether the $119.5 million HSR size of transaction test would be satisfied when X acquires the Building from Y. Because X would pay Y less than $119.5 million for the Building, and so long as X concludes under the HSR rules that the current fair market value of the Building is also less than $119.5 million, we understand that the transaction is not HSR reportable. Do you agree?

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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