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… 0810002 Informal Interpretation 0810002 Informal Interpretation … Attachments: DOC_000014fb.pdf;DOC_00001507.pdf Mike, I though an email would be the easiestway to ask for clarification … orbecause it was a contractual right to appoint directors and did not involve aproxy or a voting agreement. Could you …
Date
Rule
801.1(f)
It doesn't matter whether the right to appoint directors is in the convertible note or is a contractual right, that alone would not make it a voting security. Generally, the only time that a...
… 0810003 Informal Interpretation 0810003 Informal Interpretation … PM To: Verne, B. Michael Cc: (redacted) Subject: Licensing Question Relating toRetained U.S. Manufacturing Rights Mike, (Redacted) and I are dealing with a licensingtransaction which we …
… 0810004 Informal Interpretation 0810004 Informal Interpretation … to be a newly formed shell that is its own UPE (Newco), and doesnot have a regularly prepared balance sheet. Assume … that Newco can go intothe open market in one or a series of transactionsand acquire up to $200million in voting …
Date
Rule
801.11(e)
I think we would view the entire $200 MM as being held for the purpose of the acquisition, not treat each purchase as a different transaction. So I would say that UPE can acquire up to $200 MM (as...
… 20081799: IHS Inc.; Joseph E. Kasputys HSR Early Termination Notice 20081799: IHS Inc.; Joseph E. Kasputys 20081799 Global Insight, Inc. Joseph E. Kasputys IHS Inc. … 20081799: …
… 20081792: USPF III Leveraged Feeder, L.P.; Peter H. Zeliff, Sr. HSR Early Termination Notice 20081792: USPF III Leveraged Feeder, L.P.; Peter H. Zeliff, Sr. 20081792 Innovative Energy Systems, LLC. Peter H. Zeliff, Sr. USPF …
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… Rules of Practice - 16 CFR Parts 3 and 4 Federal Register Notice Rules of Practice - 16 CFR Parts 3 and 4 081007rulesofpractice.pdf … Rules of Practice - 16 CFR …
… 20081761: John K. Delaney; CapitalSource Inc. HSR Early Termination Notice 20081761: John K. Delaney; CapitalSource Inc. 20081761 CapitalSource Inc, CapitalSource Inc. John K. …
… Fund I, LP; Commonwealth Bank of Australia HSR Early Termination Notice 20081810: FS Media Works Fund I, LP; … Commonwealth Bank of Australia 20081810 First State Media Group Limited Commonwealth Bank of Australia FS Media Works …