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HSR Informal Interpretations

0112002 Informal Interpretation

… 0112002 Informal Interpretation 0112002 Informal Interpretation From: (redacted) To: mverne@ftc.gov < mverne@ftc.gov &gt; Date: 12/5/01 3:55PM Subject: … the right to convert into half or more of the issuer's outstanding voting securities (i.e., a controlling number of …
Date
Rule
801.1(f), 802.30, 7A(c)(3) 7A(c)(10)
Agree that this correlation between being able to unilaterally elect a majority of the Board upon conversion and the current unilateral right to contractually delegate a majority of the Board would...
Early Termination Notices

20020171: Wind Point Partners IV, L.P.; U.S. Industries, Inc.

… 20020171: Wind Point Partners IV, L.P.; U.S. Industries, Inc. HSR Early Termination Notice 20020171: Wind … Inc. 20020171 Ames True Temper, Inc. IXL Manufacturing, Inc. U.S. Industries, Inc. Wind Point Partners IV, L.P. … …
Date
Acquiring Party
Wind Point Partners IV, L.P.
Acquired Party
U.S. Industries, Inc.
Acquired Entities
Ames True Temper, Inc.
IXL Manufacturing, Inc.
Early Termination Notices

20020168: Mr. Vic De Zen; Fineter S.A.

… 20020168: Mr. Vic De Zen; Fineter S.A. HSR Early Termination Notice 20020168: Mr. Vic De Zen; Fineter S.A. 20020168 Marley Mouldings LLC Fineter S.A. Mr. Vic De Zen … 20020168: Mr. Vic De …
Date
Acquiring Party
Mr. Vic De Zen
Acquired Party
Fineter S.A.
Acquired Entities
Marley Mouldings LLC
Early Termination Notices

20020163: Holdco; Cross Worlds Software, Inc.

… 20020163: Holdco; Cross Worlds Software, Inc. HSR Early Termination Notice 20020163: Holdco; Cross Worlds Software, Inc. 20020163 Cross Worlds Software, Inc. Cross Worlds …
Date
Acquiring Party
Holdco
Acquired Party
Cross Worlds Software, Inc.
Acquired Entities
Cross Worlds Software, Inc.
HSR Informal Interpretations

0112001 Informal Interpretation

… 0112001 Informal Interpretation 0112001 Informal Interpretation From: (redacted) To: mverne@ftc.gov Date: 12/03/01 4:01 PM Subject: Question The short … of my voicemail question is whether transfer of an existing non-exclusive license to intellectual property is a …
Date
Rule
801.2
Upon further discussion with the writer, the issue became whether the transfer of certain royalty rights from licenses which these . . . were not being transferred for cash consideration constituted...
HSR Informal Interpretations

0112003 Informal Interpretation

… 0112003 Informal Interpretation 0112003 Informal Interpretation … Notification Office Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, DC 20580 Re: Size … because of the potential for common law and statute-based legal claims. Buyer currently leases a number of …
Date
Rule
801.10
Agree
HSR Informal Interpretations

0112004 Informal Interpretation

… 0112004 Informal Interpretation 0112004 Informal Interpretation … DC 20580 Dear Mr. Verne: We would like to thank you and your colleagues at the FTC and the Antitrust Division … helpful to credit unions in determining accurately their compliance obligations under the Hart-Scott-Rodino Act and …
Date
Rule
801.10
Agree
HSR Informal Interpretations

0112007 Informal Interpretation

… 0112007 Informal Interpretation 0112007 Informal Interpretation December 13, 2001 Mr. Michael Verne Premerger Notification Office Federal Trade Commission Bureau of … three parties: Z, a natural person; A Co., a corporation; and B ('.o., also a corporation. In effect, the transaction …
Date
Rule
801.2
Agree. N. Ovuka concurs.
HSR Informal Interpretations

0112008 Informal Interpretation

… 0112008 Informal Interpretation 0112008 Informal Interpretation … but better organized, chart accompanies this letter and will serve as the basis for the references to the … of Transaction As we discussed, at the end of the day the transactions contemplated by my client will result in …
Date
Rule
FI 15
Agree. This does not create a reporting obligation under Formal Interpretation 15 regardless of whenever the two events occur. Simultaneously or in two steps. N. Ovuka concurs.
HSR Informal Interpretations

0112009 Informal Interpretation

… 0112009 Informal Interpretation 0112009 Informal Interpretation … Ms. Nancy Ovuka Federal Trade Commission Premerger Notification Office 601 Pennsylvania Avenue Washington, DC 20580 RE: Interpretation of the HSR Act and Rules Dear Nancy: This letter summarizes our telephone …
Date
Agree with interpretation. MV concurs
HSR Informal Interpretations

0112015 Informal Interpretation

… 0112015 Informal Interpretation 0112015 Informal Interpretation December 20, 2001 Mr. Michael Verve Premerger Notification Office Bureau of Competition Room 303 … as follows. Rural electric cooperative A ("Cooperative A') and rural electric cooperative B ("Cooperative B") have both …
Date
Rule
801.90, 802.40
Agree
Advocacy Filings

FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Interconnection Standards of New Generation Facilities

… FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Interconnection Standards of New Generation Facilities Submitted by wfg-adm109 …
Date
Matter Number
V020002
Advocacy Filings

FTC and Department of Justice Comment to the Ethics Committee, North Carolina State Bar, Concerning the Involvement of Non-Attorneys in Real Estate Closing and Refinancing Transactions

… FTC and Department of Justice Comment to the Ethics Committee, North Carolina State Bar, Concerning the Involvement of Non-Attorneys in Real Estate Closing and Refinancing Transactions Submitted …
Date
Matter Number
V020006
HSR Informal Interpretations

0111009 Informal Interpretation

… 0111009 Informal Interpretation 0111009 Informal Interpretation … with a right to obtain 50% or more of the outstanding voting securities upon conversion.) My follow-up … 1. Do I have to worry about how the voting agreement 'really' works? If the agreement were that the other …
Date
Rule
801.1
11/30 Advised that there is a distinction between 1 and 2. In 1, the two shareholders have agreed to vote their shares for the election of the same mutually agreed upon directors, therefore, neither...
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