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HSR Informal Interpretations

8612015 Informal Interpretation

… 8612015 Informal Interpretation 8612015 Informal Interpretation (redacted) … D.C. 20580 Re: Dear Mr. Scanlon: We spoke yesterday about the need for filing a premerger notification under the Hart-Scott-Rodino Act in connection with a transaction …
Date
Rule
16 C.F.R. 801.19(b)
O.K.
HSR Informal Interpretations

8612016 Informal Interpretation

… 8612016 Informal Interpretation 8612016 Informal Interpretation … NW, Room 303 Washing ton, D.C. 20580 Dear Mr. Sipple: The purpose of this letter is to confirm my understanding of … Finally, you did not comment specifically on the spousal attribution of X and Ys interests under Rule 801.1(c) …
Date
Rule
7A(c)(3); 803.30
None noted
HSR Informal Interpretations

8612017 Informal Interpretation

… 8612017 Informal Interpretation 8612017 Informal Interpretation Joe Price, … NW, Room 303 Washington, D.C. 20580 Dear Mr. Price : The understanding represents several parties who are currently finalizing the structure of a proposed transaction scheduled to close …
Date
Rule
802.20
Upon review it appears that this is a questionable interpretation in that C can elect 50% of the board or more through holding of voting securities. Perhaps C should have been advised to file. More...
HSR Informal Interpretations

8612018 Informal Interpretation

… 8612018 Informal Interpretation 8612018 Informal Interpretation December 29, … subsidiary of Company C, for approximately $25 million. The size of the parties test is met. Pursuant to a letter of intent, …
Date
Rule
16 C.F.R 802.20
Subject to real intent of parties to actually acquire and hold the 49% of the initial org. is not reportable.
Advocacy Filings

FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Rules and Rule Changes on Mutual Fund Advertising

… FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Rules and Rule Changes on Mutual Fund Advertising Submitted by wfg-adm109 on December 1, 1986 | 12:00AM …
Date
Matter Number
P874623
Advocacy Filings

FTC Staff Comment Before the San Francisco Police Commission Concerning the Issuance of Additional Taxicab Medallions

… FTC Staff Comment Before the San Francisco Police Commission Concerning the Issuance of Additional Taxicab Medallions Submitted … Comment Before the San Francisco Police Commission Concerning the Issuance of Additional Taxicab Medallions …
Date
Matter Number
P874621
Advocacy Filings

FTC Staff Comment Before the Maryland State Board of Medical Examiners Concerning the Practice and Regulation of the Dispensing of Prescription Drugs by Physicians

… FTC Staff Comment Before the Maryland State Board of Medical Examiners Concerning the Practice and Regulation of the Dispensing of …
Date
Matter Number
P874626
Advocacy Filings

FTC Staff Comment Before the Department of Labor Concerning Proposed Rulemaking to Replace Ban on Homework in Six Industries with Certificate System

… FTC Staff Comment Before the Department of Labor Concerning Proposed Rulemaking to Replace Ban on Homework in Six Industries with …
Date
Matter Number
P874617
Advocacy Filings

FTC Staff Comment Before the New Mexico Attorney General Concerning Proposal to Repeal or Modify Board of Optometry Rules Restricting Advertising

… FTC Staff Comment Before the New Mexico Attorney General Concerning Proposal to Repeal or Modify Board of Optometry Rules Restricting Advertising Submitted by wfg-adm109 on December 1, 1986 …
Date
Matter Number
P874616
HSR Informal Interpretations

8611009 Informal Interpretation

… 8611009 Informal Interpretation 8611009 Informal Interpretation (redacted) November 18, 1986 BY HAND Linda Heban, Esq. Premerger Notification Office Bureau … to summarize our conversations of last week concerning the treatment of leveraged leases or lease financing …
Date
Rule
802.1; 802.63
Must use ordinary course exemption analysis. c(2) does not apply because areacquiring an asset. 11/24/86
HSR Informal Interpretations

8611015 Informal Interpretation

… 8611015 Informal Interpretation 8611015 Informal Interpretation … respect to interpretive position we have reached regarding the Hart-Scott-Rodino Antitrust Improvements Act of 1976 and … with B by its customers as security for the returns of reusable containers which are part of the assets being …
Date
Rule
801.10 (b), 801.10 (c) (2), 801.13 (b) (1)
Letter incorrect. Since portions of the consideration are undetermined, the acquiring person must have good faith determine the fair market value of assets. 11/24/1986
HSR Informal Interpretations

8611010 Informal Interpretation

… 8611010 Informal Interpretation 8611010 Informal Interpretation (redacted) … morning, you told me that you were unable to confirm that the transaction I described in my letter of November 17 was not reportable under the Hart-Scott-Rodino Act because I did not supply enough …
Date
Rule
802.20
Notified OK 11/21/86
HSR Informal Interpretations

8611007 Informal Interpretation

… 8611007 Informal Interpretation 8611007 Informal Interpretation (redacted) … is hereby made for your concurrence in my opinion that the transaction described below would be exempt pursuant to the provisions of Section [8]02.30 (Intra-person …
Date
Rule
802.30
Incorrect. Persons are A acquiring B & 802.30 inapplicable despite comparable shareholdings. Wayne Kaplan 11/12/86 Notified writer on 11/13/86
HSR Informal Interpretations

8611006 Informal Interpretation

… 8611006 Informal Interpretation 8611006 Informal Interpretation (redacted) … be required to file a Notification and Report pursuant to the Antitrust Improvements Act. We have found it impossible to locate the reference works cited in the instructions for …
Date
Rule
Rule 803.1 (Item 5 of Form)
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