8307004 Informal Interpretation
… 8307004 Informal Interpretation 8307004 Informal Interpretation (redacted) July 15, 1983 BY HAND Patrick Sharpe, Esq. Federal Trade Commission Premerger … This will confirm our phone conversation today concerning the issue of beneficial ownership for purposes of the …
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Rule
801.1(c)
John & Dana concur 7-26-83. John. Problem: who has beneficial ownership inthe attached situation? The client or the broker? The situation is identical to theattached example with the exception that...
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