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From: (redacted)
Sent: Thursday, March 18, 2004 2:04 PM
To: Verne,B. Michael
Subject: Stockheld through 401 (K)
Hi Mike.
Is the stock of a company held inthe 401 (k) account of an executive and major shareholder of that company"held" by the executive for purposes of the HSR Act?
Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.