Skip to main content
Date
Rule
801.1
Staff
Michael Verne
Response/Comments
No.

Question

From: (redacted)

Sent: Wednesday, February 22, 2006 11:22 AM

To: Verne, B. Michael

Subject:USissuer

Hi Mike. I have a questionregarding whether an entity could be considered a US issuerfor HSR purposes.

The company is organizedunder the laws of a foreign country, incorporated there and trades on a stockexchange there. General meetings of the company are held in this foreigncountry. In its articles of association, it lists a city in the foreign countryas the "corporate seat" and the "registered office" of thecompany.

However, the company statesin its publications and on its website that it has two headquarters: one inthis foreign country and another in NY. No mention is made in the articles ofassociation of a US headquarters.

Is this sufficient to makethe company a US company for HSR purposes?

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

Learn more about Informal Interpretations.