Question
From: (redacted)
Sent: Wednesday,March 08, 2006 5:47 PM
To: Verne,B. Michael
Subject: 4(c)Question
Ourclient has a question as to whether it needs to produce 4(c) documents relatedto a past, related transaction.
In2000, our client acquired 49% of a noncorporate entity and an option topurchase the remaining 51%. The transaction was not reportable at the time, butdocuments with 4(c) subject matter were created to analyze the acquisition.
In2006, our client exercised the option to acquire the remaining 51 % of the noncorporateentity and now must report the transaction. Must our client produce documentswith 4(c) subject matter that were created in 2000 to analyze the 2000transaction?