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Date
Rule
803.9
Staff
Michael Verne
Response/Comments
one fee (see 803.9(c)). If they have other holdings outside of company A two fees.

Question

From: (redacted)

Sent: Friday, May 05, 20064:16 PM

To: Verne, B. Michael

Subject:Quick question

Hi Mike. I have a quick and easy question, but Ican't put my finger on the answer right now.

Company A has two UPEs. Company A intends to acquireCompany B in a transaction that is reportable for both of Company A's UPEs. Onefee or two?

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