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Date

Tags:

Rule
Item 6(a)
Staff
Karen Berg
Response/Comments

For Item 6(a), provide the location of the principal place of business.

Question

From: Berg, Karen E.
Sent: Tuesday, December 08, 2015 1:46 PM
To: [REDACTED]
Subject: RE: Response to Item 6(a)

Hi [REDACTED],

Your understanding is correct.

Thanks,

Karen

From: [REDACTED]
Sent: Tuesday, December 08, 2015 12:31 PM
To: Berg, Karen E.
Cc: [REDACTED]
Subject: Response to Item 6(a)

Ms. Berg,

My client has asked whether the requirement to supply entity information by “city and state/country” refers to the location of the principal place of business or the location of incorporation.   My understanding is that you want the principal place of business listed, but you no longer require the mailing address.  Please advise whether this is correct.

Best regards,

[REDACTED]

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