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Date

Tags:

Rule
802.4
Staff
Sam Sheinberg
Response/Comments

We agree, so long as title to the inventory has not passed to a US entity.

Question

From: Sheinberg, Samuel I.


Sent:
Friday, February 16, 2018 12:59:24 PM


To:
[Redacted]

Cc: [Redacted]


Subject:
RE: 802.4 Question

 

[Redacted]

We agree, so long as title to the inventory has not passed to a US entity.

 

Have a nice weekend.


Sam

 

From: [Redacted]

Sent: Friday, February 16, 2018 11:23 AM

To: Walsh, Kathryn E.; Berg, Karen E.; Carson, Timothy; Shaffer, Kristin; Sheinberg, Samuel I.; Whitehead, Nora


Subject: FW: 802.4 Question

 



From:
[Redacted]

Sent: Friday, February 16, 2018 11:22:40 AM


To:
[Redacted]

Cc: [Redacted]


Subject:
802.4 Question

We are writing to confirm our understanding that the transaction described below would not be HSR reportable.  Companies A and B are both foreign persons under the HSR Rules. Company A, through its wholly-owned foreign subsidiary, Company C, will acquire 100% of the voting shares of Company D, a wholly-owned foreign subsidiary of Company B. Please assume that the size of transaction and size of person tests are satisfied.

Company D holds plants located outside of the United States, the fair market value of which are less than $50 million (as adjusted), and foreign inventory (i.e., inventory located outside of the United States), the fair market value of which is greater than $50 million (as adjusted). Company D made aggregate sales in or into the United States of over $50 million (as adjusted) in its most recent fiscal year.

The transaction is not exempt pursuant to 802.51 because Company D made aggregate sales in or into the United States of over $50 million (as adjusted) in its most recent fiscal year. However, the transaction is exempt under 802.4 because the value of the non-exempt assets, the foreign plants, does not exceed $50 million (as adjusted). Company B's inventory, which is located outside of the United States, would not be considered a U.S. asset or an asset to which U.S. sales were attributable. See Int. 0603024, https://www.ftc.gov/enforcement/premerger-notification-program/informal-interpretations/0603024.

Best regards,

[Redacted]

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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