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Date

Tags:

Rule
801.30
Staff
Sam Sheinberg
Response/Comments

 Yes, as long as the letter is clear about both UPEs.

Question

From: Sheinberg, Samuel I.


Sent:
Monday, February 12, 2018 12:31:50 PM


To:
[Redacted]

Cc: [Redacted]

Subject: RE: Quick 801.30 question

[Redacted]-

 Yes, as long as the letter is clear about both UPEs, you can do this.

 Sam

-------------------------------------------


From:
[Redacted]

Sent: Monday, February 12, 2018 12:03:28 PM


To:
[Redacted]


Subject:
Quick 801.30 question

If an acquiring entity in an 801.30 transaction has two UPEs, is it sufficient for the acquiring entity to send one 803.5(a) notice letter (on behalf of both UPEs) to the issuer?

 

[Redacted]

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Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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