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Date
Rule
801.10
Staff
Kathryn Walsh
Response/Comments

Confirmed that there is a determined acquisition price under these facts.

Question

From: Walsh, Kathryn E. <kwalsh@ftc.gov>
Sent: Monday, January 23, 2023 4:59:19 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: FW: Informal Interpretation 0802009

Confirmed that there is a determined acquisition price under these facts.

 

From: [Redacted]
Sent: Monday, January 23, 2023 1:59:11 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Cc: [Redacted]
Subject: Informal Interpretation 0802009

Good afternoon. We seek confirmation that the PNO still regards Informal Interpretation 0802009 as valid and would apply it to the acquisition of non-corporate interests. Specifically, where (1) the initial cash payment for the acquisition of membership interests is determined, (2) but there is a contingent future payment, and (3) the purchase agreement caps the contingent future payment in an amount that, when added to the initial cash payment, still results in a total well below the size of transaction threshold, is it still true that the parties may consider the acquisition price to be “determined” for the purposes Rule 801.10(d) and that a fair market valuation under Rule 801.10(c) is not required? 

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

Learn more about Informal Interpretations.