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Date
Rule
Item 3a
Staff
Vesselina Musick
Response/Comments

Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.

Question

From: Musick, Vesselina <vmusick@ftc.gov>
Sent: Friday, March 3, 2023 3:46:38 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Basic Question/ Two 50/50 Owners of Entity being sold

Hello [Redacted]

Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.

Best,

Vesselina

From: [Redacted]
Sent: Tuesday, February 28, 2023 8:05:19 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Basic Question/ Two 50/50 Owners of Entity being sold

I have not done this for a while so asking about a filing as an acquired person where the entity being sold is owned by two 50/50 owners.

I recall that we can submit one filing and do we just submit two declarations and two certification pages and two 4(b) or 4(c) responses?

Thank you.

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