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Displaying 42401 - 42420 of 45417
9605012 Informal Interpretation
Date
Rule
801.1(c); 801.11
called (redacted)-- basically concur with letter. PS 5/3/96. RS concurs
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(90.61 KB)
Federal Register Notice
Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules
Date
Federal Register Notice
Extension of Comment Period; Guides for Private Vocational Schools - 16 CFR Part 254
Date
9605001 Informal Interpretation
Date
Rule
801.40; 802.40
Called the writer and told him that the formation of Newco is not a reportable eventprimarily because there is no acquisition. No assets are being transferred to Newco. We did not reach the issue of...
File
Original Image File
(213.36 KB)
9605003 Informal Interpretation
Date
Rule
Partnership formation
None.
File
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(143.54 KB)
9605006 Informal Interpretation
Date
Rule
Formation of LLC
None.
File
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(211.69 KB)
9605007 Informal Interpretation
Date
Rule
801.1(b); 801.11(e); 802.2(h)
Based on the facts there are no reporting obligations for the parties involved in these transactions. Called (redacted) 5-23-96. PS
File
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(352.29 KB)
9605008 Informal Interpretation
Date
Rule
Formation of LLC
See staff correction to letter.
File
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(43.86 KB)
9605010 Informal Interpretation
Date
Rule
801.1(b); 801.11(e); 802.2(h)
None. (Letter follows up 9605007)
File
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(36.58 KB)
9605013 Informal Interpretation
Date
Rule
801.11
The size-of-person test is based on the last regularly prepared balance sheet if not over 15 months old. Facts of letter indicate that size tests are not met.
File
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(204.46 KB)
9605015 Informal Interpretation
Date
Rule
Net Revenue
Company B
File
Original Image File
(141.12 KB)
9604003 Informal Interpretation
Date
Rule
802.3
5/1/96- Advised writer that U.S. issuers right (even though non-exclusive) to useforeign government (redacted), a (redacted) which transports (redacted) after it passesthrough the (redacted) of a...
File
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(100.05 KB)
9605005 Informal Interpretation
Date
Rule
802.20; 801.10(a)(2)
Based on all of the facts, you have made the determination that it is not reportable. (Assuming the size-of-person test is met). I concur that this transaction is exempt by (redacted) under Section...
File
Original Image File
(264.87 KB)
Federal Register Notice
Request for Comments Concerning Disclosures in the Resale of Vehicles Repurchased Due to Warranty Defects
Date
Federal Register Notice
The May Department Stores Company; Proposed Consent Agreement With Analysis To Aid Public Comment
Date
Federal Register Notice
Lockheed Martin Corporation; Proposed Consent Agreement With Analysis To Aid Public Comment
Date
9604004 Informal Interpretation
Date
Rule
802.2; 7A(c)(2); 802.5(b)(iv)
4/26/96 Advised co-counsel to writer that cash held by A, regardless of its source, is an exempt asset. However, assets of A used to manage properties of others are not exempt under 802.5(b)(iv) and...
File
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(230.52 KB)
Displaying 42401 - 42420 of 45417