Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2641 - 2660 of 4604
Date
Rule
801.1(c)
Agree that this does not constitute a revisionary interest in the trust.
File
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(30.59 KB)
Date
Rule
802.50
Agree These contracts are assets located outside the US. N. Ovuka concurs. 3/24/03
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(171.87 KB)
Date
Rule
802.21
Agree. 802.21 allows acquisitions up to the next higher pre-2001 threshold for 5 years following expiration of the waiting period of the corrective filing. M. Bruno, K. Berg, & N. Ovuka concur. 3/24...
File
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(42.87 KB)
Date
Rule
801.40
3/13/03. Advised writer that value of notes payable must be included in Newcos size so that Newco does have assets at formation. However, because none of the shareholders will receive in excess of $...
File
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(74.47 KB)
Date
Rule
7A(a)(3)
Confirmed advice. (It may be that Class is voting stock since (redacted) it most likely will be converted prior to purchase by Company Y) 3/10/03 NMO and MV concurs
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(142.22 KB)
Date
Rule
801.1(a)(3)
Agree. Note that the contractual power to designate individual exercising function similar to director of a corporation is not an indicium of control for an LLC. N. Ovuka concurs. 3/4/03
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(98.19 KB)
Date
Rule
801.1(b)
Advised writer that shareholder x will control Holdco due to the power to elect a majority of the board. MB, MV, KB concur.
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(59.96 KB)
Date
Rule
801.2
Agree. This is not reportable. N. Ovuka and J. Sidorov concur. 2/12/03
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(408.31 KB)
Date
Rule
802.5
Advised writer that not enough information is provided to ascertain control of LLCs. In any case, transaction is exempt under 802.5. 2/10/03 M. Verne concurs.
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(110.65 KB)
Date
Rule
FI 15
Advised that none of the above is reportable. 2/6/03
File
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(86.18 KB)
Date
Rule
801.2
Advised that as long as this is all part of the formation of the partnership, there is no reportable event. Note that going forward, however, Mom & Dad will be deemed to hold the v/s of issuer through...
File
Original Image File
(61.9 KB)
Date
Rule
801.10
Advised that 1 & 2 are $45 mm transactions while 3 & 4 are $60 mm N. Ovuka, K. Berg & M. Bruno concur. 1/28/03
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(44.72 KB)
Date
Rule
Item 3 of the Form
20061.
File
Original Image File
(51.01 KB)
Date
Rule
802.50 802.51 801.15
Advise that this is our position. U.S. sales attributable to U.S. assets or issuers are not included in determining whether the $50 million limitation in 802.50 and 802.51 is exceeded. In reconciling...
File
Original Image File
(109.84 KB)
Date
Rule
801.1(b)
Agree. A does not control B. N. Ovuka concurs 1/15/03
File
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(46.97 KB)
Date
Rule
7A(c)(3) 802.30
Note: These entities are all corporations. Agree that neither (c)(3) or 803.20 exempts this structure. 1/15/03
File
Original Image File
(63.93 KB)
Displaying 2641 - 2660 of 4604