Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2661 - 2680 of 4604
Date
Rule
801.1(b)
Called write on January 1, 2003. As presented in this letter, no person will acquire 100% of the interests of a partnership. Thus, the transactions described are non-reportable under the HSR Act. See...
File
Original Image File
(95.29 KB)
Date
Rule
801.2
Agree that under our current interpretations, this is reportable.
File
Original Image File
(24 KB)
Date
Rule
802.51
If acquiring person is foreign, an acquisition of less than % of the voting securities of any JV is non-reportable. If a controlling interest is being acquired or the acquiring person is U.S., each JV...
File
Original Image File
(27.62 KB)
Date
Rule
802.4 802.51
Advised that this would be a reportable transaction since 802.51 is not one of the exemptions listed in 802.4
File
Original Image File
(39.27 KB)
Date
Rule
801.1, 801.2
If no Board of Directors, this is not a corporation for HSR purposes, because it by definition would not issue voting securities. Agree with change as noted. B. Michael Verne. 12/31/02
File
Original Image File
(69.54 KB)
Date
Rule
802.30
12/24 Advised that entering into bankruptcy severs the chain of control for HSR purposes. If the transfer of SS1 voting stock to S2 occurs after the bankruptcy, 802.30 is not available. N. Ovuka...
File
Original Image File
(60.73 KB)
Date
Rule
FI 15
12/23 Advised that redemption ???? in Smith holding 100% of interests in Smith intermediate & is potentially reportable
File
Original Image File
(47 KB)
Date
Rule
801.2
12/18 Entering into an indemnity reinsurance agreement does not constitute a transfer of assets for HSR purposes.
File
Original Image File
(53.07 KB)
Date
Rule
802.51
Advised that a pro-forma statement of sales in or into US could be used which reflects only the business the issuer will hold at the time of the acquisition. N. Ovuka concurs.
File
Original Image File
(54.24 KB)
Date
Rule
801.1(b), 801.2
12/16 Agree
File
Original Image File
(271.2 KB)
Date
Rule
801
12/13 Agree MV agrees
File
Original Image File
(99.5 KB)
Date
Rule
803.2
12/11 Agree. MV concurs.
File
Original Image File
(56.13 KB)
Date
Rule
FI 15
Agree this is non-reportable. A technical reading of FI 15 indicates that this should be treated as a formation transaction
File
Original Image File
(147.83 KB)
Date
Rule
802.2(g)
The writer indicated that the land was being ??? for sale to third parties. This activity falls within NAICS section 11, therefore the 802.2(g) exemption available. (NOTE: PNO policy 6/2003 Timberland...
File
Original Image File
(43.74 KB)
Date
Rule
18a, 803.7
B. Michael Verne 11/14/02
File
Original Image File
(141.13 KB)
Displaying 2661 - 2680 of 4604