Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2941 - 2960 of 4604
Date
Rule
802.50, 801.1(e)
Agree. These are foreign issuers. The location of the office of a director does not change this analysis. N. Ovuka agrees.
File
Original Image File
(50.37 KB)
Date
Rule
7A(c)(3)
Agree - No additional filing is required. N. Ovuka Concurs. B. Michael Verne 7/25/00
File
Original Image File
(90.27 KB)
Date
Rule
802.50, 801.90
Agree - no filing required. The acquisitions are sequenced in this manner for legitimate business reasons. Therefore, there is no avoidance issue. B. Michael Verne 7/18/00
File
Original Image File
(80.43 KB)
Date
Rule
7A(a)(2)
Pursuant to 801.21 (b), neither voting or nonvoting securities nor obligations referred to in Section 7A(c)(2) shall be considered assets of anther person from which they are acquired. The financial...
File
Original Image File
(38.08 KB)
Date
Rule
802.2(d), 802.20
Agree - no filing is required
File
Original Image File
(50.49 KB)
Date
Rule
802.50, 802.51
Advised the writer that there is no exemption for a foreign person acquiring stock of a U.S. issuer. However in this transaction, it is not the foreign issuer, but its shareholders who have a...
File
Original Image File
(24.72 KB)
Date
Rule
801.10
Advised the writer that there is no exemption for a foreign person acquiring stock of a U.S. issuer. However in this transaction, it is not the foreign issuer, but its shareholders who have a...
File
Original Image File
(27.22 KB)
Date
Rule
801.14
Note #1 - C must aggregate B + B1. 6/27/2000 and 6/27/2000. Called writer. If the acquisition of B and B1 by C occurs be fore the acquisition of A's purchase of B1 voting stock valued at $5MM, the...
File
Original Image File
(42.01 KB)
Date
Rule
Item 9 of the Form
Agree - unless an acquisition of partnership interests results in holding 100% of the partnership, there has not been an acquisition of assets for purposes of Item 9. 6/26/00
File
Original Image File
(27.58 KB)
Date
Rule
F.I. 15
Marian Bruno agreed that no filing would be required for this specific transaction. See Footnote below. 6/1/00
File
Original Image File
(38.62 KB)
Date
Rule
7A(C)(10)
Agree. Only one filing is required.
File
Original Image File
(48.4 KB)
Date
Rule
7A(c)(10)
Agree. Exempt under 7A(c)(10).
File
Original Image File
(56.66 KB)
Date
Rule
7A(c)(1)
Agree, this exempt under ordinary course of business.
File
Original Image File
(46.66 KB)
Date
Rule
801.40, 802.20
Agree - No filing is required.
File
Original Image File
(58.04 KB)
Date
Rule
802.1 (d)(2), 801.40
Advised the writer to file a corrective filing with Group, Inc. (containing A/C) filing to Acquire B. N. Ovuka agrees.
File
Original Image File
(111.44 KB)
Date
Rule
801.1(c), 802.63
Agree. This is non-reportable. Buyer never takes beneficial ownership of the real property. The sale-lease back agreement with the financial institution is also non-reportable.
File
Original Image File
(49.62 KB)
Date
Rule
801.40
Agree - No filing is required.
File
Original Image File
(50.55 KB)
Date
Rule
801.21(b)
Pursuant to 801.21 (b), neither voting or nonvoting securities nor obligations referred to in Section 7A(c)(2) shall be considered assets of anther person from which they are acquired. The financial...
File
Original Image File
(24.2 KB)
Displaying 2941 - 2960 of 4604