Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2961 - 2980 of 4604
Date
Rule
801.2(d)
Only one filing is required when more than two entities are involved in a consolidation, the acquisition may be ordered to minimize the number of filings so long as one is reported.
File
Original Image File
(25.54 KB)
Date
Rule
801.13, 801.90
MV and TH concur
File
Original Image File
(16.98 KB)
Date
Rule
802.2(d)
Agree - exempt under 802.2(d)
File
Original Image File
(38.11 KB)
Date
Rule
803.7
Agree - no additional filing is required
File
Original Image File
(40.64 KB)
Date
Rule
802.9
I believe that Mr. Y is sufficiently insulated from Partnership P, such that P's ability to claim the solely for purpose of investment exemption is NOT compromised. T. Hancock agrees. B. Michael Verne...
File
Original Image File
(32.48 KB)
Date
Rule
801.2(a)
Agree with the writer's conclusions. B. Michael Verne 5/31/00
File
Original Image File
(109.45 KB)
Date
Rule
801.40, 802.51(b)
I concur. Called [redacted] 2:07 P.M. 5/25/00
File
Original Image File
(53.79 KB)
Date
Rule
802.50(a), 802.51(b), 802.30
Step 1 is non-reportable under the continuum theory. Step 4 should be reported with Corp. B as its own UPE. N. Ovuka & T. Hancock agree. B. Michael Verne 5/22/00
File
Original Image File
(85.29 KB)
Date
Rule
ABA #296
Agree. No New Filing is required. B. Michael Verne 5/17/000
File
Original Image File
(85.26 KB)
Date
Rule
7A(c)(10)
Agree with the conclusion of the writer. N. Ovuka Agrees. 5/16/00
File
Original Image File
(72.07 KB)
Date
Rule
Formation of LLC, 801.10, 801.11
Called Mr. (redacted) 5/1/2000. I concur with conclusions. P.S.
File
Original Image File
(83.84 KB)
Date
Rule
802.13 (b)(ii)
See Attached.
File
Original Image File
(21.75 KB)
Date
Rule
7A(C)(2), 802.4
There is no such rule. I advised the writer that in the context of 802.4, minority voting stock holdings are not considered in determining whether the issuer has non-exempt assets in excess of $15MM...
File
Original Image File
(29.1 KB)
Date
Rule
801.1, 801.12
Agree. The number of purchased shares held by shareholder in relation to this total outstanding shares is irrelevant. The shares held cannot cast more than 45% of the votes for election of directors...
File
Original Image File
(69.28 KB)
Date
Rule
802.63
MB and TH concur
File
Original Image File
(23.65 KB)
Date
Rule
Item 5(b)(ii)
I agree. The instructions to the form are contradictory and should be changed.
File
Original Image File
(40.85 KB)
Date
Rule
802.63
MB and TH concur.
File
Original Image File
(55.58 KB)
Displaying 2961 - 2980 of 4604