Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3461 - 3480 of 4604
Date
Rule
7A(c)(10)
26 July 95: Called writer to confirm letter
File
Original Image File
(237.88 KB)
Date
Rule
801.10(b) and (c)
7/20/95 - PMNs decision on Primary Trademark license was based on two factors: the use of the trademark was based on exclusive use in distribution through certain Direct Marketing Channels and the...
File
Original Image File
(95.74 KB)
Date
Rule
801.40
7/17/95 - Called writer and advised that no voting stock was coming back from the formation of this LLC and thus no HSR report was required under 801.40
File
Original Image File
(66.9 KB)
Date
Rule
802.41; 801.40
7/14/95 - Advised writer that it is the view of the PNO Office that the formations of non-profits Newco I and Newco II are exempt from the reporting requirements under 802.41 since they do not issue...
File
Original Image File
(101.02 KB)
Date
Rule
802.41; 801.41; 801.1(c)
7/12/95 - Called writer’s assistant and advised that I agreed with conclusion that the fact situation described did not require any HSR filing.
File
Original Image File
(395.11 KB)
Date
Rule
7A(c)(1); 7A(c)(10); 802.30; 802.10; 802.1
The incorporation of a trust and issuance of voting securities to the former trust certificate holders is not exempt under 7A(c)(10) and therefore, may give rise to a reportable transaction. A trust...
File
Original Image File
(324.54 KB)
Date
Rule
801.40
Mere nomination of candidate to a board of directors to be voted upon by third persons is not an acquisition by itself.
File
Original Image File
(97.2 KB)
Date
Rule
803.7
Called (redacted) 6-29-95. I agree with the content of the letter. A fee is required in second scenario. RS concurs. Note #1 - Correct with A as the UPE of B now acquiring C. Note #2 - Fee is required...
File
Original Image File
(105.75 KB)
Date
Rule
801.2
6/29/95 - Called writer’s office and advise that a filing must be made for A’s purchase of non-exclusive patent rights held by B. A is eliminating only competitor and, even though acquiring a non...
File
Original Image File
(141.18 KB)
Date
Rule
802.1
Called (redacted) 6/21/95 left voice mail. Called again 6/28/95. I concur with conclusions Revised letter received 6/27/95 left voice mail. I concur with conclusions. Except #1 on page 2 is in error...
File
Original Image File
(187.61 KB)
Date
Rule
801.40
6/21/95 - Advised writer that under facts presented here, the LLC formation was not reportable under 801.40.
File
Original Image File
(106.51 KB)
Date
Rule
801.40
6/21/95 Advised writer that under facts presented here, the LLC formation was not reportable under 801.40. RB Smith
File
Original Image File
(105.54 KB)
Date
Rule
801.40
6/12/95 Called writer and advised that I was in agreement with the partnership and LLC conclusions set forth in her letter.
File
Original Image File
(98.65 KB)
Date
Rule
801.1(c)(8)
6/9/95 Called writer and advised that since there is no other acquiring or acquired person involved in the non profit merger, the PNO reads 801.1(c), to exempt the subject transaction since, due to...
File
Original Image File
(104.23 KB)
Date
Rule
801.40 (LLC)
6/7/95-Advised writer that his conclusion was correct that the function of the subject LLC would not be reportable under 801.40 of the HSR rules.
File
Original Image File
(98.58 KB)
Date
Rule
801.40; 801.1(f)(i)
5/30/95 - Advised writer that his conclusion was correct and in keeping with the views ofthe PMN Office. RBSmith
File
Original Image File
(78.28 KB)
Date
Rule
801.40; 801.10(a)(2)
5/24/95. Advised writer the B must make a good faith determination of its pledge, which I concluded was part of the acquisition price for Newcos non-publicly traded voting stock. If such estimate...
File
Original Image File
(266.13 KB)
Date
Rule
801.40
5/19/95 Called the writer to say that we agree with his analysis with two exceptions -An LLC is considered analogous to a partnership if one or more members manage it through their directors, officers...
File
Original Image File
(151.19 KB)
Date
Rule
801.1(c)(4); 7A(c)(1)
5/17/95 - Writer confirmed that the transaction is purely financial in nature. Lease and beneficial ownership of plane (subject to lease) are going to new purchase. Agreed that transaction is exempt...
File
Original Image File
(105.6 KB)
Date
Rule
7A(c)(2)
17 May 95 called writer: When Mortgages are subtracted this is only a $13MM sale.
File
Original Image File
(189.6 KB)
Displaying 3461 - 3480 of 4604