Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3441 - 3460 of 4612
Date
Rule
7A(a)(c)(8); 801.10(b); 802.20
See File # 9510002
File
Original Image File
(42.86 KB)
Date
Rule
801.11; 801.40(c)
Entering into a contract which will be assigned to a third person, does not require an HSR filing, since it is not an acquisition. Other points discussed in letter are correct. They relate to size...
File
Original Image File
(256.47 KB)
Date
Rule
802.40; 801.40
Advised the requestor that the change in structure does not alter the advice previously given. The transaction is still exempt under 802.40. Although the contributor in question is contributing...
File
Original Image File
(99.96 KB)
Date
Rule
802.1; 7A(c)(1)
Does Intermediary get beneficial ownership at any time? No Intermediary is not acquiring anything. The acquisition by purchaser (a REIT) is exempt under 802.1 or C-1. Talked to (redacted) 9/22/95
File
Original Image File
(86.71 KB)
Date
Rule
802.1
9/19 - Called writer, confirmed above
File
Original Image File
(47.33 KB)
Date
Rule
802.1(b); 7A(c)(1)
Called (redacted) 9/18/95 - Transaction 1 - Appears to be reportable (if size-thresholds are met for the size-of person test). It is the purchase of $25mm worth of assets. It goes beyond letter #139...
File
Original Image File
(281.19 KB)
Date
Rule
7A(c)(1)
confirmed on Sept. 14, 1995 (by phone)
File
Original Image File
(87.65 KB)
Date
Rule
801.1(a)(2), 801.1(a)(3), 801.11
9/13/95 - Writer confirmed that not-for-profit would make purchase before its next regularly prepared balance sheet was issued and then the cash provided to make the acquisition would not be included...
File
Original Image File
(93.93 KB)
Date
Rule
801.40
9/1/95 - called writer and advised that the LLC formation (either in Form 1 or 2) is not reportable under 801.40
File
Original Image File
(100.64 KB)
Date
Rule
801.4 & 801.11
Confirmed advice, but pointed out that Y&X may have a reportable transaction (secondary)
File
Original Image File
(90.29 KB)
Date
Rule
801.40
8/29/95 - Writer confirms that phrase in paragraph 2, or shortly thereafter means that a shell LLC might be formed and the contributions made a day or week later. However, such contributions are...
File
Original Image File
(191.85 KB)
Date
Rule
801.1
8/25/95 - Writer advises that license is the grant of a marketing and sales right. Advised that PMN Office does not view such licenses (whether exclusive or non-exclusive) as the transfer of an asset...
File
Original Image File
(97.58 KB)
Date
Rule
802.63
8/23/95 - Writer confirms that Company A , the original lender to B, competes with neither B or C. A will not take C’s voting stock until after (maybe very soon after) C takes control of B (The entire...
File
Original Image File
(121.27 KB)
Date
Rule
(redacted)
8/22/95 - Advised writer that the entering into of the Marketing and Distribution Agreement was not reportable under HSR. (He stated that the Marketing Assets were those noted in 3(a)(b)&(c))...
File
Original Image File
(116.97 KB)
Date
Rule
801.1(c); 801.2
8/22/95 - Discussed with writer and others. Advised that as long as A does not hold the assets to be purchased by C and B under the assignment from A to C, then C and B must file if jurisdictional...
File
Original Image File
(177.07 KB)
Date
Rule
801.11(c)(2)
8/2/95 - Called writer and advised that it was the view of the PNO Office that the balance sheet prepared by the partnership for submission with its yearly federal tax filing was a regularly prepared...
File
Original Image File
(146.37 KB)
Date
Rule
801.40
8/2/95 - Advised writer that formation of this specific LLC would not cause a reportable event under the requirements of 801.40
File
Original Image File
(101.31 KB)
Date
Rule
801.10
Payment made to contributing person is an equalization payment under facts presented. Bhas not made a reportable acquisition. Note also (redacted) B has not made a reportablethat if B acquires 20%...
File
Original Image File
(115.01 KB)
Displaying 3441 - 3460 of 4612