Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 861 - 880 of 4612
Date
Rule
Form Item 4(d)
There is no limitation on banker's pitch books to those who were ultimately engaged, so all of them would be responsive if they are related to the instant transaction. K Walsh concurs.
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(52.37 KB)
Date
Rule
801.1(a)(3)
Agree - not reportable.
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(55.96 KB)
Date
Rule
802.51(b)
Exempt under 802.51(b), no need to apply the est. in 802.51(c).
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(56.02 KB)
Date
Rule
802.63
Exempt transaction. K Walsh and K Berg concur.
File
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(180.53 KB)
Date
Rule
802(e)(1)
Agree. J Ferkingstad concurs.
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Original Image File
(56.92 KB)
Date
Rule
Form Item 5
Refer to comments below.
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(85.64 KB)
Date
Rule
Form Items 4(c) and 4(d)
Our current approach to this is you make the call. I think it is a very difficult line to establish and if I were advising a client I would have them provide all docs prepared by or for a director of...
File
Original Image File
(81.88 KB)
Date
Rule
801.2
Agree. K Walsh concurs.
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(94.39 KB)
Date
Rule
801.2, 802.21
1) I agree that this is enough to constitute an acquisition of voting securities when the RSUs are granted. 2) If the vesting is deferred and the RSUs lose voting rights, they are no longer voting...
File
Original Image File
(70.35 KB)
Date
Rule
801.1(b)
Confirmed that the other hospital has a different corporate parent. Each corporate parent is its own UPE for purposed of aggregation. (Redacted) -we have done some quick research on your issue and...
File
Original Image File
(81.78 KB)
Date
Rule
802.9
– Agree – as long as X does not engage in non-passive activities after leaving the company. K Walsh concurs.
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(71.36 KB)
Date
Rule
801.13
No aggregation – correct on all the other points.
File
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(69.93 KB)
Date
Rule
801.1(b)
Shareholder controls as long as he retains the usufruct right. K Walsh concurs.
File
Original Image File
(64.16 KB)
Displaying 861 - 880 of 4612