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Displaying 17381 - 17400 of 45056
1109016 Informal Interpretation
Date
Rule
801.30
– The change in structure has taken this out of 801,30. You can file on the agreement with the shareholder of A/B and either can file on the behalf of the issuer.
File
Original Image File
(146.74 KB)
20111365: Liberty Media Corporation; Barnes & Noble, Inc.
Date
Acquiring Party
Liberty Media Corporation
Acquired Party
Barnes & Noble, Inc.
Acquired Entities
Barnes & Noble, Inc.
20111346: Liquidity Services, Inc.; WGD, Inc.
Date
Acquiring Party
Liquidity Services, Inc.
Acquired Party
WGD, Inc.
Acquired Entities
Jacobs Trading, LLC
JTC Prison Industries, LLC
1109003 Informal Interpretation
Date
Rule
Item 7(b)(ii)
the general partner is an associate, but the top level associate that is reported is the associate highest up the chain that actually holds the voting securities of the Opco. Since the GP only has a...
File
Original Image File
(80.43 KB)
1109011 Informal Interpretation
Date
Rule
801.1(d)(2)
We have encountered this managed account scenario already. Our position is that the investment advisors you describe are not considered associates, so you wouldn't need to drill down to the managed...
File
Original Image File
(87.11 KB)
1109011 Informal Interpretation
Date
Rule
801.1(d)(2)
We have encountered this managed account scenario already. Our position is that the investment advisors you describe are not considered associates, so you wouldn't need to drill down to the managed...
File
Original Image File
(87.11 KB)
1109003 Informal Interpretation
Date
Rule
Item 7(b)(ii)
the general partner is an associate, but the top level associate that is reported is the associate highest up the chain that actually holds the voting securities of the Opco. Since the GP only has a...
File
Original Image File
(80.43 KB)
20111390: RPM International Inc.; Skagit Northwest Holdings, Inc.
Date
Acquiring Party
RPM International Inc.
Acquired Party
Skagit Northwest Holdings, Inc.
Acquired Entities
4Z-Co., Inc.
Dri-Eaz Products, Inc.
Sapphire Scientific, Inc.
Skagit Northwest Holdings, Inc.
20111375: International Business Machines Corporation; Silver Lake Sumeru Fund Cayman, L.P.
Date
Acquiring Party
International Business Machines Corporation
Acquired Party
Silver Lake Sumeru Fund Cayman, L.P.
Acquired Entities
i2 Holdings Limited
20111368: Time Warner Cable Inc.; Insight Communications Company, Inc.
Date
Acquiring Party
Time Warner Cable Inc.
Acquired Party
Insight Communications Company, Inc.
Acquired Entities
Insight Communications Company, Inc.
20111339: Noble Energy, Inc.; JV, LLC
Date
Acquiring Party
Noble Energy, Inc.
Acquired Party
JV, LLC
Acquired Entities
JV, LLC
20111167: Nochi Dankner; S1 Corporation
Date
Acquiring Party
Nochi Dankner
Acquired Party
S1 Corporation
Acquired Entities
S1 Corporation
20111143: S1 Corporation; Nochi Dankner
Date
Acquiring Party
S1 Corporation
Acquired Party
Nochi Dankner
Acquired Entities
Fundtech Ltd.
1109010 Informal Interpretation
Date
Rule
Item 4(d)(iii)
On point 2, I would think that 9 times out of 10 the $5 million will be taken from another substantive synergies document, so there will very likely be no need to worry about documents that reference...
File
Original Image File
(110.1 KB)
1109010 Informal Interpretation
Date
Rule
Item 4(d)(iii)
On point 2, I would think that 9 times out of 10 the $5 million will be taken from another substantive synergies document, so there will very likely be no need to worry about documents that reference...
File
Original Image File
(110.1 KB)
20111355: Michael R. Bloomberg; The Bureau of National Affairs, Inc.
Date
Acquiring Party
Michael R. Bloomberg
Acquired Party
The Bureau of National Affairs, Inc.
Acquired Entities
The Bureau of National Affairs, Inc.
20111342: Glazer's, Inc.; Halo Distributing co.
Date
Acquiring Party
Glazer's, Inc.
Acquired Party
Halo Distributing co.
Acquired Entities
Lombear, LP
Lomtower, LP
Gemtronics, Inc. and William H. Isely
Type of Action
Federal
Last Updated
FTC Matter/File Number
082 3080
Displaying 17381 - 17400 of 45056