Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3081 - 3100 of 4604
Date
Rule
801.1(b)(1)(ii); 802.51(b)
7/14/99 Left phone mail message for writer. Agreed with conclusion that each foreign partnership was its own UPE. No person has a right to 50% of profits (or 50% of assets on dissolution) of each...
File
Original Image File
(43.59 KB)
Date
Rule
801.13; 801.90
7/14/99 I spoke with the writer of this letter and informed him that I agree with the representations and conclusions contained in it. Thus, no HSR filing is required. TFH
File
Original Image File
(123.57 KB)
Date
Rule
801.1(f)(1); 802.4
7/9/99 Called writer and advised that while steps (1) and (2) above would not be reportable, step (3) is reportable, as long as the partnership below does not hold exempt realty, which would permit...
File
Original Image File
(68.45 KB)
Date
Rule
7A(c)(3); 7A(c)(10); 801.90
7/9/99 Left phone mail message for writer that no reportable events were taking place here under the provisions of 7A(c)(3) and (c)(10). Also, the explanations seemed to resolve any potential 801.90...
File
Original Image File
(150.5 KB)
Date
Rule
801.2(d)(2)
This will be filed as a consolidation. For non-profits, choose one as acquired & pay one fee. B.Michael Verne 7/8/99
File
Original Image File
(40.19 KB)
Date
Rule
802.9
Note #1: in basic business decisions of LLC or only carrying out policy by others in LLC? Note#2: equivalent of Director; managing member? equivalent of GP?; Agree that none of the significant...
File
Original Image File
(65.17 KB)
Date
Rule
802.20
7/1/99Called writer and advised that, based on facts in letter, no HSR reportable event or events taking place. (MV agrees with conclusion) R.B. Smith
File
Original Image File
(156.24 KB)
Date
Rule
801.40
7/1/99 Writer confirms that in first sentence of first full paragraph on pg.2, hospital participants also will have benefit of any gain in value of their respective hospitals. In last sentence of same...
File
Original Image File
(56.09 KB)
Date
Rule
7A(c)(3); 801.32; 802.20(b)
To writer 7/22 2:30 pm. Agree assuming conversion occurs prior to merger. Discussed with DS. JHF
File
Original Image File
(239.85 KB)
Date
Rule
801.10(c)(1)(ii)
6/28/99 Advised writer that advice given was based upon 7/.31/78 SBP at 33470 where Commission states that clause (ii) applies to the day before execution of “any†contract, agreement in principal...
File
Original Image File
(47.42 KB)
Date
Rule
802.1(a)
6/23/99 Called writer and advised that sale of the computer lease portfolio would not constitute the sale of an “operating unitâ€. R.B. Smith
File
Original Image File
(65.88 KB)
Date
Rule
801.10(c)(2)
6/21/99 Since acquiring person paying no consideration, transaction reportable under ABA # 139 only if it is assuming more than $15 MM in liabilities. Cash payment referred to in last sentence on pg...
File
Original Image File
(51.86 KB)
Date
Rule
802.52
6/17/99 TS (co-counsel with writer) advises that none of B’s shareholders are U.S. persons and, thus, their respective minority takings of A’s stock would be exempt under 802.51(b). As to...
File
Original Image File
(67.42 KB)
Date
Rule
802.9; 801.1(b); 801.12(b); 801.2(e)
6/16/99 - Discussed with co-counsel and letter writer. As to Trans. One, if X and Y are competitors, presumption raised against use of 802.9. X’s entering into similar agreements with other cos. not...
File
Original Image File
(113.49 KB)
Date
Rule
801.1(f)(3)
6/15/99 - Advised writer that this was not a conversion and that no filing need be made by the client since no action was being taken by it to “convert†the convertible preferred securities, the â...
File
Original Image File
(54.48 KB)
Date
Rule
F.I. 15
AGREE - B. Michael Verne 6/14/99
File
Original Image File
(22.81 KB)
Date
Rule
F.I. 15
6/14/99-Writer advised that in second sentence in letter, not one but rather four- LLCs were being founded by the two adult brothers. No reportable LLC formations are taking place. MV agrees with the...
File
Original Image File
(38.87 KB)
Date
Rule
802.2(c)
6/11/99Advised writer that, for HSR reporting purposes, the building is nonproductive since the revenue generating facilities, equipment and features are being removed prior to sale. Therefore, the...
File
Original Image File
(38.97 KB)
Date
Rule
802,2; 802.4
Agree - no filings are required. B. Michael Verne 6/10/99
File
Original Image File
(186.69 KB)
Displaying 3081 - 3100 of 4604