Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3361 - 3380 of 4604
Date
Rule
801.2(d); 802.20(a)
3/6/96 - Advised writer that, in paragraph two above, the advice given is that of an informal interpretation by the Premerger Office, which is not binding on the Commission or the Department of...
File
Original Image File
(99.85 KB)
Date
Rule
802.1 (c)(1)
[redacted] confirmed that B, a bank, routinely makes acquisitions similar to this one. This transaction is exempt in the ordinary course of business. 802.1-c-1. Called [redacted] 3/4/96. PS. RS...
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Original Image File
(67.01 KB)
Date
Rule
802.5
Called (redacted) 3/1/96
File
Original Image File
(51.94 KB)
Date
Rule
802.1(c)(1); 801.10
None
File
Original Image File
(92.26 KB)
Date
Rule
7A(c)(7); (c)(1)
This transaction relates to the beneficial transfer of mortgage servicing rights prior to a merger between bank holding companies that requires Federal Reserve Board (FRB) approval. The transfer of...
File
Original Image File
(221.01 KB)
Date
Rule
801.10; 801.40
Called (redacted) 3-20-96. This does not meet the size-of-transaction test - - comments and questions noted. PS
File
Original Image File
(155.74 KB)
Date
Rule
802.50; 802.51(b)(1); 802.51(b)(2)
Pursuant to section 802.51(b) an acquisition by a foreign person of the voting stock of a foreign issuer is exempt from HSR reporting requirements if such an acquisition does not confer control of...
File
Original Image File
(263.26 KB)
Date
Rule
801.11(b)(1)
None, but see 9603018.
File
Original Image File
(169.24 KB)
Date
Rule
801.40; 801.1(c)
2/29/96 Advised writer that transfer of assets from Partnership 2 (only controlled by Company 1) to Partnership in which Company 1 will hold a 100% partnership interest is non-reportable. Formation of...
File
Original Image File
(200.29 KB)
Date
Rule
801.40 (LLC formation)
2/27/96 - Writer advises that in first full paragraph above, the Member Representatives will be employees of Corp. A and Corp. B. Advised that formation is non-reportable and that transfer of...
File
Original Image File
(122.2 KB)
Date
Rule
7A(c)(1); 802.1(acq of timberland)
2/27 - I called the author today and confirmed that his conclusion regarding the acquisition was correct. I emphasized that this conclusion is the informal advice of the PNO, not the Commission
File
Original Image File
(79.94 KB)
Date
Rule
801.10; Formation of LLC
The formation of the LLC is not reportable. However, the intermediate step of client, through Newco sub, acquiring assets of target for an acquisition price of $15.2 MM is potentially reportable--...
File
Original Image File
(122.77 KB)
Date
Rule
801.40; 801.1(c)
2/23/96- Advised writer that since Company 1 alone held all the partnership interests of Partnership 2, the transfer of assets from Company 1 to Partnership 2 is non-reportable. Do not need an...
File
Original Image File
(160.43 KB)
Date
Rule
802.1(c)(1)
Called [redacted] 2/15/96, 2/20/96. This is exempt in the ordinary course of business. PS. RS concurs.
File
Original Image File
(143.99 KB)
Date
Rule
802.40; 801.40
2/13/96- Advised writer that formation of Newco was non-reportable because no voting stock was being acquired as a result of its formation. RB Smith
File
Original Image File
(104.8 KB)
Date
Rule
802.40; 801.40 (Non-profit formation)
2/13/96-Advised writer that, based on facts in attached letter, the formation of non-profit Newco is a non-reportable event.RB Smith
File
Original Image File
(36.49 KB)
Displaying 3361 - 3380 of 4604