Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3741 - 3760 of 4612
Date
Rule
801.1(c)(1)
Acquisitions that are theoretically reportable in the instant letter in which third person (Corp. C) will file for acquisition need not be filed for by A and B due to applicability ofContinuum Theory...
File
Original Image File
(157.21 KB)
Date
Rule
7A(c)(4)
9/25 - Talked to the writer. Indicated that I concurred with his analysis that the acquisition of voting securities by B of As voting securities from LP1 was exempt under (c)(4).
File
Original Image File
(71.99 KB)
Date
Rule
801.11(b); 801.11(c)
9/25 Called and confirmed that this letter reflects the advice given; also confirmed that the financial statement of 1/3/192 is one of a series of such statements and that such statements are and have...
File
Original Image File
(83.02 KB)
Date
Rule
801.1(b)
Called on 9/23/92. Informed the writer that he was generally correct. However, I clarified that the partnership will be considered its own UPE, if prior to the transaction to acquire all the...
File
Original Image File
(162.54 KB)
Date
Rule
801.11(c)
Confirmed that total assets are less than $100 mm. This does not meet the size-of-person test. Called (redacted) 9-10-92.
File
Original Image File
(88.18 KB)
Date
Rule
7A(c)(1)
This is an acquisition of rights in and to unproductive property and assets incidental to real property for $20 MM – exempt under (c)(1); called (redacted) 9-9-92; Tom Hancock and Richard Smith concur
File
Original Image File
(208.46 KB)
Date
Rule
801.1(c)(1); 802.1(a); 801.10
See File #9208011 for original letter
File
Original Image File
(27.82 KB)
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
File
Original Image File
(125.29 KB)
Date
Rule
802.1; 801.10
I concur with this letter; call (redacted) 8-28-92
File
Original Image File
(74.31 KB)
Date
Rule
801.1(c)
The Investment Advisor/Manager is the general partner of the three partnerships. Pursuant to the partnership agreements, the General Partner has what appears to be certain indicia of beneficial...
File
Original Image File
(138.83 KB)
Date
Rule
802.64
8/19/92. Based on the fact scenario set forth in this letter, and the assumed correctness of the legal research, I advised (redacted) that John Sipple and I were of the view that Company X could...
File
Original Image File
(181.12 KB)
Date
Rule
801.1(a)(2)
A "Rehabilitator" appointed under state law for the rehabilitation of an insurance company is acting as a political subdivision of a state and transactions are exempt under C-4ordered, approved and...
File
Original Image File
(59.3 KB)
Date
Rule
801.1(f)
As long as Co. A acquires the Partnership interests together; if Co. A acquires them one a ta time then Co. A may become the UPE of Part.; then acquisition of final Part. interest will be reportable...
File
Original Image File
(82 KB)
Date
Rule
801.11(a), 802.20
Called (redacted) 7-15-92; I disagree - not exempt under 802.20(b) - you “live or die” by your last annual income statement; Richard Smith concurs
File
Original Image File
(88.73 KB)
Date
Rule
7A(c)(10)
OK--TFH, 7/13/92
File
Original Image File
(106.06 KB)
Date
Rule
802.20(a); 801.10(b)(3)
7/1/92 advised (redacted) that transaction is non-reportable as long as financials were within 15 months of closing, which he said they would be. Also, he advised that fair market value of assets was...
File
Original Image File
(42.57 KB)
Date
Rule
801.40
I concur; see Practice Manual #321 and SBP, 43 Fed.Reg. 33532 (1978)
File
Original Image File
(32.36 KB)
Displaying 3741 - 3760 of 4612