Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 1001 - 1020 of 4612
Date
Rule
801.2
Conversion is not involuntary. Given the redemption notice, if holder choose to convert to common stock, a filing is required.
File
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(92.19 KB)
Date
Rule
Form Item 6(c)(ii)
Agree – NEWCO has no associates. KW concurs
File
Original Image File
(135.2 KB)
Date
Rule
801.10
NO to both. MB, KW & RJ concur.
File
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(35.76 KB)
Date
Rule
802.21
Up to 50% regardless of value. JJ concurs.
File
Original Image File
(77.06 KB)
Date
Rule
802.21
Answer: B is not covered by 802.21, only A. Otherwise there would be two separate UPEs able to rely on the exemption. MB KW and RJ concur
File
Original Image File
(25.76 KB)
Date
Rule
802.21
Answer: B is not covered by 802.21, only A. Otherwise there would be two separate UPEs able to rely on the exemption. MB KW and RJ concur
File
Original Image File
(25.76 KB)
Date
Rule
802.21
Up to 50% regardless of value. JJ concurs.
File
Original Image File
(77.06 KB)
Date
Rule
801.10
NO to both. MB, KW & RJ concur.
File
Original Image File
(35.76 KB)
Date
Rule
Form Item 7
1. Correct - no response 2. The acquiring person would report its overlap with the JV, but does not need to report the other venture because it is not an acquired entity that is a party to the...
File
Original Image File
(81.72 KB)
Date
Rule
Form Item 7
1. Correct - no response 2. The acquiring person would report its overlap with the JV, but does not need to report the other venture because it is not an acquired entity that is a party to the...
File
Original Image File
(81.72 KB)
Date
Rule
801.1(d)(2)
Yes to all three. K Walsh concurs.
File
Original Image File
(50.74 KB)
Date
Rule
801.1(d)(2)
Yes to all three. K Walsh concurs.
File
Original Image File
(50.74 KB)
Date
Rule
801.1(c), 802.21
1. The current position is that receiving an annuity from a GRAT or CRT does not constitute a reversionary interest and therefore the settlor does not hold the assets in the trust. 2. UPDATE: see...
File
Original Image File
(97.02 KB)
Date
Rule
801.1(c), 802.21
1. The current position is that receiving an annuity from a GRAT or CRT does not constitute a reversionary interest and therefore the settlor does not hold the assets in the trust. 2. UPDATE: see...
File
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(97.02 KB)
Date
Rule
801.11
Correct as noted. J Johnson concurs.
File
Original Image File
(194.21 KB)
Date
Rule
801.11
Correct as noted. J Johnson concurs.
File
Original Image File
(194.21 KB)
Date
Rule
801.1(c)
Agree. MB, RJ, and KB concurs.
File
Original Image File
(149.44 KB)
Date
Rule
801.1(c)
Agree. MB, RJ, and KB concurs.
File
Original Image File
(149.44 KB)
Displaying 1001 - 1020 of 4612