Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 1061 - 1080 of 4604
Date
Rule
802.4
Yes -you can use it on a minority acquisition of voting securities, but you can't value the non-exempt assets pro rata to the percentage you are acquiring. You still need to value 100% of the non...
File
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(49.18 KB)
Date
Rule
Form Item 5
Refer to BOLD Italics for response.
File
Original Image File
(102.39 KB)
Date
Rule
802.4
Yes -you can use it on a minority acquisition of voting securities, but you can't value the non-exempt assets pro rata to the percentage you are acquiring. You still need to value 100% of the non...
File
Original Image File
(49.18 KB)
Date
Rule
Form Item 5
Refer to BOLD Italics for response.
File
Original Image File
(102.39 KB)
Date
Rule
801.1(b)
Client is the UPE
File
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(58.3 KB)
Date
Rule
801.1(b)
Client is the UPE
File
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(58.3 KB)
Date
Rule
802.2(b)
Agree not reportable.
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(1.11 KB)
Date
Rule
802.2(b)
Agree – not reportable.
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(222.63 KB)
Date
Rule
801.1(d)(2)
If they are different GPs, you would not look across the funds for associates, unless there is an entity above the GPs (e.g., an investment advisor that directs the GPs investment decisions). You...
File
Original Image File
(131.3 KB)
Date
Rule
801.1(d)(2)
If they are different GPs, you would not look across the funds for associates, unless there is an entity above the GPs (e.g., an investment advisor that directs the GPs investment decisions). You...
File
Original Image File
(131.3 KB)
Date
Rule
Form Item 6(c)
If it doesn't sell into the US it would not be reported
File
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(36.81 KB)
Date
Rule
Form Item 6(c)
If it doesn't sell into the US it would not be reported
File
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(36.81 KB)
Date
Rule
Item 1(a), 1(g) and Associates and GPs
No need to correct this time, but for future reference: Item 1(a) requires a website Item 1 (g) requires a second contact person Just for my education, is the (redacted) family of funds structured so...
File
Original Image File
(62.45 KB)
Date
Rule
801.10
I agree that the transaction is not reportable. On the advice of our Compliance shop, we no longer give advice on whether a particular structure is a device for avoidance because we have no way of...
File
Original Image File
(143.7 KB)
Date
Rule
801.10
I agree that the transaction is not reportable. On the advice of our Compliance shop, we no longer give advice on whether a particular structure is a device for avoidance because we have no way of...
File
Original Image File
(143.7 KB)
Date
Rule
Item 1(a), 1(g) and Associates and GPs
No need to correct this time, but for future reference: Item 1(a) requires a website Item 1 (g) requires a second contact person Just for my education, is the (redacted) family of funds structured so...
File
Original Image File
(62.45 KB)
Date
Rule
801.30
The change in structure has taken this out of 801,30. You can file on the agreement with the shareholder of A/B and either can file on the behalf of the issuer.
File
Original Image File
(146.74 KB)
Displaying 1061 - 1080 of 4604