Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 1021 - 1040 of 4604
Date
Rule
Form Item 4(c)
2 and 4 are responsive. K Walsh concurs.
File
Original Image File
(92.23 KB)
Date
Rule
Form Item 4(c)
2 and 4 are responsive.
File
Original Image File
(92.23 KB)
Date
Rule
801.10
(Redacted) -I think that he can do a FMV based on the current trading price. He knows how many shares he is going to get, just not what the price per share will be on the day of vesting. If he...
File
Original Image File
(80.01 KB)
Date
Rule
801.10
(Redacted) -I think that he can do a FMV based on the current trading price. He knows how many shares he is going to get, just not what the price per share will be on the day of vesting. If he...
File
Original Image File
(80.01 KB)
Date
Rule
801.1(c)
Holding an ADR does transfers beneficial ownership of the underlying voting securities.
File
Original Image File
(79.28 KB)
Date
Rule
Form Item 5
Agree. K Berg concurs/
File
Original Image File
(61.76 KB)
Date
Rule
Form Item 5
Agree. K Berg concurs/
File
Original Image File
(61.76 KB)
Date
Rule
801.1(c)
Holding an ADR does transfers beneficial ownership of the underlying voting securities.
File
Original Image File
(79.28 KB)
Date
Rule
801.2
Agree Notification reportable. K Walsh concurs.
File
Original Image File
(98.25 KB)
Date
Rule
801.2
Agree – Notification reportable. K Walsh concurs.
File
Original Image File
(98.25 KB)
Date
Rule
15 USC 18a(c)(4), 801.15
(Redacted) -aggregation would be required because as you noted 801.15(a) does not include 7A(c)(4), however, you said that Fund B held more than 50% of Corp B at one point. If Fund B filed for and...
File
Original Image File
(166.04 KB)
Date
Rule
15 USC 18a(c)(4) - 7A(c)(4)
I don't think 7A(c)(4) is going to work because this is a consolidation, and A and B are deemed to be acquiring each other for HSR purposes. So no transfer to or from the state agency. 802.30(a) isn't...
File
Original Image File
(62.66 KB)
Date
Rule
15 USC 18a(c)(4) - 7A(c)(4)
I don't think 7A(c)(4) is going to work because this is a consolidation, and A and B are deemed to be acquiring each other for HSR purposes. So no transfer to or from the state agency. 802.30(a) isn't...
File
Original Image File
(62.66 KB)
Date
Rule
15 USC 18a(c)(4), 801.15
(Redacted) -aggregation would be required because as you noted 801.15(a) does not include 7A(c)(4), however, you said that Fund B held more than 50% of Corp B at one point. If Fund B filed for and...
File
Original Image File
(166.04 KB)
Date
Rule
801.1(b)
12/1*/2011 – Agree that no one controls Company A.
File
Original Image File
(98.36 KB)
Date
Rule
801.1(b)
12/1*/2011 Agree that no one controls Company A.
File
Original Image File
(98.36 KB)
Date
Rule
802.3, 801.10
Refer to BOLD Italics for comments.
File
Original Image File
(95.01 KB)
Date
Rule
802.3, 801.10
Refer to BOLD Italics for comments.
File
Original Image File
(95.01 KB)
Displaying 1021 - 1040 of 4604