Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 1761 - 1780 of 4604
Date
Rule
Form Item 4
Correct Item 4(b) - Correct - Company A doesn't have to supply Company B information for item 4(b) of the Company A filing. A does not have to supply financials for the assets. There is no need to do...
File
Original Image File
(169.16 KB)
Date
Rule
801.10
Aggregation depends on what the liabilities are attached to. If they are attached to the assets being transferred directly to buyer they should be aggregated with the value of those assets. If they...
File
Original Image File
(158.47 KB)
Date
Rule
801.1(b), 801.11
Aggregation depends on what the liabilities are attached to. If they are attached to the assets being transferred directly to buyer they should be aggregated with the value of those assets. If they...
File
Original Image File
(89.16 KB)
Date
Rule
802.30
Agree. MV concurs.
File
Original Image File
(79.84 KB)
Date
Rule
802.51
refer to comment.
File
Original Image File
(220.74 KB)
Date
Rule
801.1(e)(2)
I agree. If the board held meetings in NY the conclusion would not change.
File
Original Image File
(69.98 KB)
Date
Rule
801.10, 802.4
Do not include the debt. The size-of-transaction is $33 MM. Transaction 2 - The transaction would not be exempt under (c)(10) or 802.30. is acquisition of 70% of Newco LLC may be exempt under 802.4. Z...
File
Original Image File
(69.56 KB)
Date
Rule
Form Item 4(c)
Refer to Comments by MV.
File
Original Image File
(52.41 KB)
Date
Rule
802.4, 802.50
I agree with the analysis.
File
Original Image File
(56.5 KB)
Date
Rule
15 USC 18a(c)(2) - 7A(c)(2)
Agree.
File
Original Image File
(50.72 KB)
Date
Rule
801.10
Agree. MV concurs.
File
Original Image File
(85.01 KB)
Date
Rule
801.40
06/15/2007 This is very complicated. Al is not exempt outright. The reason is that the intraperson exemption does not include control through a contractual right to designate directors. You would have...
File
Original Image File
(54.57 KB)
Date
Rule
801.40
06/15/2007 1. Yes 2. No - see answer to previous inquiry. 3. Correct 4. You would report on the form anything he controls, no matter how he controls it. The intraperson exemption does not extend to...
File
Original Image File
(38.79 KB)
Displaying 1761 - 1780 of 4604