Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2041 - 2060 of 4604
Date
Rule
801.1(b)
The UPE is the person who will hold 50% or more of the voting securities at the time of consummation, so if the options are exercised prior to closing, C will no longer be the UPE and the transaction...
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(60.89 KB)
Date
Rule
803.10
2 & 3 Agree. Bank will have a 30 day waiting period.
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(67.79 KB)
Date
Rule
15 USC 18a(c)(1) 7A(c)(1), 802.4, 802.5
Yes- the acquisition would be exempt under 802.4 (via 7A(c)1)) and also possibly via 802.5, depending on what type of property is involved.
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(64.01 KB)
Date
Rule
Form - Item 2 3
Thats fine.
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(34 KB)
Date
Rule
801.40, 802.31
this is not reportable.
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(41.98 KB)
Date
Rule
801.2, 802.50
1) The research licenses are non-exclusive. The commercialization licenses are exclusive. 2) The potential filing obligation occurs at the time the exclusive commercialization licenses are granted. 3)...
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(90.88 KB)
Date
Rule
801.11(e)
If the operating entity has a regularly prepared balance sheet, as your description implies, then 801.11(e) is not available to New LLC. See last sentence of first paragraph of Analysis in...
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(40.17 KB)
Date
Rule
Form Item 4(c)
We understand that some law firms are relying on this letter to claim that any documents created after an agreement has been signed, such as potential investor presentations, are not 4c under the...
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(50.34 KB)
Date
Rule
803.3, 801.10(d)
Refer to comments below.
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(47.1 KB)
Date
Rule
Form Item 4(c)
I agree with both.
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(32.32 KB)
Date
Rule
802.4
The size-of-transaction is the value of the non-corporate interest received, not less anything. When analyzing the possibility of the acquisition being exempt under Section 802.4, you can exclude the...
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(98.87 KB)
Date
Rule
Form Item 4(c)
These are not 4(c) documents.
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(36.08 KB)
Date
Rule
802.51
How much of the contract price did X carry on its annual statement of income for the most recent fiscal year? That figure would be dispositive. The fact that some of the work was subcontracted is...
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Original Image File
(59.88 KB)
Displaying 2041 - 2060 of 4604