Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2061 - 2080 of 4604
Date
Rule
801.1(b)
I think your client does control the trust because it appoints the committee that has the right to remove and replace the trustees. The second paragraph is our position.
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Date
Rule
801.2
I don't think this changes my original conclusion. The holder of the warrants will either know that he is going to exercise them or that they will automatically be exercised at a date certain in the...
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(114.26 KB)
Date
Rule
803.9
one fee (see 803.9(c)). If they have other holdings outside of company A two fees.
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(63.27 KB)
Date
Rule
801.1(b), 802.30
Agree.
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Date
Rule
802.4, 802.51
It is exempt under 802.51 because A is acquiring less than 50% of the voting securities of JV. You need not do an 802.4 analysis.
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(136.75 KB)
Date
Rule
801.21, 801.40
refer to MV Comments below.
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(226.93 KB)
Date
If the two holding company structure is used, each would have to file notification. N Ovuka concurs.
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(109.75 KB)
Date
Rule
15 USC 18a(a)(2) 7A(a)(2)
Agree.
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(102.77 KB)
Date
Rule
802.2
If the building has been destroyed, then neither the 12 month rule nor the 36 month / $5MM eliminate the exemption.
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(37.17 KB)
Date
Rule
801.1(b), 801.1(f)
refer to comment below.
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(64.63 KB)
Date
Rule
7A(c)(10) 15 USC 18a(c)(10)
This is OK.
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(41.66 KB)
Date
Rule
801.10
No A will hold all of the voting securities of B So that is the value of the transaction for As acquisition.
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(36.1 KB)
Date
Rule
802.2
Agree. M Verne concurs.
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(64.62 KB)
Date
Rule
802.4
Yes exempt under 802.4.
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(26.45 KB)
Date
Rule
801.13, 801.14
You are right that 801.12 reference all voting securities of the issuer, but 801.14 expands that to include the value of all voting securities of the acquired person. Aggregation of the B and Sub B...
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(31.9 KB)
Displaying 2061 - 2080 of 4604