Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2121 - 2140 of 4604
Date
Rule
801.2
You have the correct end results. The acquisition of B by A is not reportable. However, the 7 acquisition of A by B would be. Neither is governed by 801.2(d), but rather by 801.2(f). Despite the fact...
File
Original Image File
(45.6 KB)
Date
Rule
Form Item 4(b)
Yes-Item 4(b) has no size limitation.
File
Original Image File
(17.41 KB)
Date
Rule
801.1(c)(4), 802.71
Yes to both.
File
Original Image File
(17.13 KB)
Date
Rule
15USC18a(c)(7) 7A(c)(7)
Agree.
File
Original Image File
(46.21 KB)
Date
Rule
15USC18a(c)(7) (8) 7A(c)(7) (8)
Correct (c)(7) & (c)(8) apply acquisitions of banks.
File
Original Image File
(28.8 KB)
Date
Rule
Form Item 4(c)
Ordinary course document are not 4(c) for the party that prepares them. But could be for the other party if a copy is given to them.
File
Original Image File
(18.71 KB)
Date
Rule
Form Item 6(b)
You need to determine who actually has beneficial ownership of the shares. If that is the bank or the trust, they would be listed in 6(b). If beneficial ownership resides with the investors/employees...
File
Original Image File
(29.61 KB)
Date
Rule
Form Item 4(c)
You need only produce 4(c) documents related to the exercise of the option in 2006.
File
Original Image File
(28.24 KB)
Date
Rule
15USC18a(c)(2) 7A(c)(2), 802.4
refer to image file for notation.
File
Original Image File
(38.52 KB)
Date
Rule
802.1(c)(2)
Boilers are assets incidental to the current supply (steam)
File
Original Image File
(40.24 KB)
Date
Rule
801.12
If the shares to be acquired as a result of the exercise of warrants represent common stock, you must do a calculation of percentage held under Section 801.12. If the amount held crosses a new...
File
Original Image File
(42.78 KB)
Date
Rule
802.5
Refer to comments below.
File
Original Image File
(38.91 KB)
Displaying 2121 - 2140 of 4604